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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$259M
AUM Growth
+$42.1M
Cap. Flow
+$90.2M
Cap. Flow %
34.9%
Top 10 Hldgs %
47.08%
Holding
283
New
130
Increased
2
Reduced
34
Closed
100

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$12.6M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$4.13M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
+$3.73M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.53M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3.06M

Top Sells

Rank Stock Value
1
ERESU
East Resources Acquisition Company Unit
ERESU
+$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp Unit
AHACU
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

Rank Sector Weight
1 Financials 41.16%
2 Healthcare 6.5%
3 Communication Services 1.47%
4 Technology 1.42%
5 Materials 0.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENFAU
26
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
$1.49M 0.58%
+150,000
New +$1.55M
FLME.U
27
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
$1.49M 0.58%
+150,000
New +$1.5M
LHC.U
28
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$1.49M 0.58%
+150,000
New +$1.54M
JCICU
29
DELISTED
Jack Creek Investment Corp. Units
JCICU
$1.49M 0.58%
+150,000
New +$1.54M
FSSIU
30
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$1.49M 0.58%
+150,000
New +$1.56M
EQD
31
DELISTED
Equity Distribution Acquisition Corp.
EQD
$1.49M 0.58%
+150,000
New +$1.55M
NRACU
32
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$1.48M 0.57%
+150,000
New +$1.52M
MAAC
33
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$1.47M 0.57%
+150,000
New +$1.52M
SEAH
34
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$1.47M 0.57%
+150,000
New +$1.53M
SPCK
35
The SPAC and New Issue ETF
SPCK
$8.29M
$1.43M 0.55%
+50,000
New +$1.48M
BIOTU
36
DELISTED
Biotech Acquisition Company Unit
BIOTU
$1.24M 0.48%
+125,000
New +$1.29M
ADEX.U
37
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
$1.23M 0.48%
+125,000
New +$1.28M
RCHG
38
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.22M 0.47%
125,000
– –
IWM icon
39
PUT
iShares Russell 2000 ETF
IWM
$82.5B
$1.2M 0.46%
+250,000
New +$54.6M
LMAOU
40
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$1.02M 0.39%
+100,000
New +$1.03M
ACKIU
41
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$1.01M 0.39%
100,000
– –
ATA.U
42
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$1.01M 0.39%
100,000
– –
BCYPU
43
DELISTED
Big Cypress Acquisition Corp. Unit
BCYPU
$1.01M 0.39%
+100,000
New +$1.04M
ENNVU
44
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
$1.01M 0.39%
+100,000
New +$1.05M
LATN
45
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1M 0.39%
100,000
– –
LGV.U
46
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
$1M 0.39%
+100,000
New +$1M
MUDSU
47
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$1M 0.39%
100,000
-125,000
-56% -$1.31M
SPAQ.U
48
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$1M 0.39%
+100,000
New +$1.04M
PPGHU
49
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
$1M 0.39%
+100,000
New +$1.04M
FCAX.U
50
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$1M 0.39%
+100,000
New +$1.04M
1
2
3 4 5

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen Investment Management held 283 positions worth $259M, up 19% from $216M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Cowen Investment Management deployed $90.2M of net new capital in Q1 2021, opening 130 new positions and adding to 2 existing holdings. Its largest new stake was AstraZeneca: 125,200 shares worth $12.4M.

By sector, the portfolio is most concentrated in Financials at 41% of assets, down from 42% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant, an estimated $1.56M trimmed.

  • Cowen Investment Management's largest Q1 2021 buy was AstraZeneca: 125,200 shares worth $12.4M.
  • Cowen Investment Management added most to CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc in Q1 2021, an estimated $529K increase.
  • Cowen Investment Management's biggest Q1 2021 reduction was Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant, cutting an estimated $1.56M.
  • Cowen Investment Management fully exited East Resources Acquisition Company Unit in Q1 2021, selling an estimated $2.91M.
  • Cowen Investment Management's ten largest holdings make up 47% of its $259M portfolio in Q1 2021.
  • Cowen Investment Management opened 130 new positions and closed 100 in Q1 2021.
  • Cowen Investment Management's portfolio value rose 19% quarter-over-quarter to $259M.

Based on Cowen Investment Management's 13F filing for Q1 2021, filed 14 May 2021.