CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
-$17.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
68
New
Increased
Reduced
Closed

Top Buys

1
+$10.8M
2
+$6.33M
3
+$5.78M
4
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
+$5.05M
5
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$3.73M

Top Sells

1
+$48.3M
2
+$17.9M
3
+$7.28M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$4.84M
5
MFG icon
Mizuho Financial
MFG
+$4.58M

Sector Composition

1 Financials 50.07%
2 Technology 12.57%
3 Consumer Staples 5.03%
4 Consumer Discretionary 1.71%
5 Healthcare 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$1.04M 0.67%
+100,000
27
$1.02M 0.65%
+100,000
28
$1.02M 0.65%
+100,000
29
$1.01M 0.64%
+100,000
30
$1M 0.64%
+100,000
31
$1M 0.64%
+100,000
32
$985K 0.63%
+100,000
33
$862K 0.55%
1,268,892
-12,014
34
$767K 0.49%
+75,000
35
$723K 0.46%
100,000
36
$704K 0.45%
400,000
37
$666K 0.42%
+36,094
38
$503K 0.32%
+50,000
39
$251K 0.16%
5,800
40
$217K 0.14%
66,666
41
$168K 0.11%
150,000
42
$135K 0.09%
275,000
43
$105K 0.07%
150,000
44
$71K 0.05%
154,300
45
$50K 0.03%
100,000
46
$50K 0.03%
100,000
47
– –
-13,850
48
– –
-4,650,143
49
– –
-259,900
50
– –
0
1
2
3