CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+10.46%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$156M
AUM Growth
+$156M
Cap. Flow
-$27.4M
Cap. Flow %
-17.6%
Top 10 Hldgs %
73.85%
Holding
68
New
28
Increased
–
Reduced
1
Closed
19

Top Buys

1
GB
Global Blue Group Holding
GB
$10.8M
2
UL icon
Unilever
UL
$6.33M
3
SPRU icon
Spruce Power Holding Corp
SPRU
$5.78M
4
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.05M
5
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$3.74M

Top Sells

1
HPK icon
HighPeak Energy
HPK
$48.3M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$17.9M
3
HSBC icon
HSBC
HSBC
$7.28M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$4.84M
5
MFG icon
Mizuho Financial
MFG
$4.58M

Sector Composition

1 Financials 50.07%
2 Technology 12.57%
3 Consumer Staples 5.03%
4 Consumer Discretionary 1.71%
5 Healthcare 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TREB.U
26
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$1.05M 0.67% +100,000 New +$1.05M
LOTZ
27
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$1.03M 0.65% +100,000 New +$1.03M
DFNS.U
28
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$1.03M 0.65% +100,000 New +$1.03M
SOAC.U
29
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$1.01M 0.64% +100,000 New +$1.01M
CCAC.U
30
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$1.01M 0.64% +100,000 New +$1.01M
LATN
31
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1M 0.64% +100,000 New +$1M
ALUS
32
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$985K 0.63% +100,000 New +$985K
YTRA icon
33
Yatra Online
YTRA
$86.3M
$862K 0.55% 1,268,892 -12,014 -0.9% -$8.16K
MVST icon
34
Microvast
MVST
$864M
$767K 0.49% +75,000 New +$767K
PSO icon
35
Pearson
PSO
$9.41B
$723K 0.46% 100,000 – –
DPHCW
36
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$704K 0.45% 400,000 – –
TERP
37
DELISTED
TerraForm Power, Inc
TERP
$666K 0.42% +36,094 New +$666K
THCA
38
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$503K 0.32% +50,000 New +$503K
CHNGU
39
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$251K 0.16% 5,800 – –
CCH.WS
40
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$217K 0.14% 66,666 – –
BTRSW
41
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$168K 0.11% 150,000 – –
LGC.WS
42
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$135K 0.09% 275,000 – –
PTACW
43
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$105K 0.07% 150,000 – –
LTRYW icon
44
Lottery.com, Inc. Warrants
LTRYW
$272K
$71K 0.05% 154,300 – –
MAPSW icon
45
WM Technology, Inc. Warrants
MAPSW
$3.29M
$50K 0.03% 100,000 – –
FPAC.WS
46
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$50K 0.03% 100,000 – –
MUDSW
47
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
– – -125,000 Closed -$44K
ACET icon
48
Adicet Bio
ACET
$59.9M
– – -96,950 Closed -$100K
HPK icon
49
HighPeak Energy
HPK
$971M
– – -4,650,143 Closed -$48.3M
HSBC icon
50
HSBC
HSBC
$224B
– – -259,900 Closed -$7.28M
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