CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ISLE
301
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
– – -100,000 Closed -$990K
GOAC.U
302
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
– – -40,000 Closed -$398K
GOAC
303
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– – -100,000 Closed -$990K
LEAP
304
DELISTED
Ribbit LEAP, Ltd.
LEAP
– – -100,000 Closed -$987K
RICO
305
DELISTED
Agrico Acquisition Corp. Class A Ordinary Shares
RICO
– – -100,000 Closed -$1.01M
VGII.U
306
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
– – -100,000 Closed -$992K
TACA
307
DELISTED
Trepont Acquisition Corp I
TACA
– – -250,000 Closed -$2.51M
OTRAU
308
DELISTED
OTR Acquisition Corp. Unit
OTRAU
– – -50,000 Closed -$514K
MACUU
309
DELISTED
Mallard Acquisition Corp. Unit
MACUU
– – -75,000 Closed -$769K
FATP
310
DELISTED
Fat Projects Acquisition Corp Class A Ordinary Share
FATP
– – -150,000 Closed -$1.48M
GSDWU
311
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
– – -50,000 Closed -$514K
AGAC.U
312
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
– – -50,000 Closed -$500K
EDTXU
313
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
– – -100,000 Closed -$1.01M
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