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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$492M
AUM Growth
+$29.6M
Cap. Flow
+$48M
Cap. Flow %
9.75%
Top 10 Hldgs %
36.89%
Holding
301
New
48
Increased
17
Reduced
8
Closed
105

Top Buys

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$11.6M
2
BNAI
Brand Engagement Network
BNAI
+$11.4M
3
BZAI
Blaize Holdings
BZAI
+$11.3M
4
LHC
Leo Holdings Corp. II
LHC
+$9.52M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$7.02M

Top Sells

Rank Stock Value
1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.08M
2
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
+$4.17M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
EUDA icon
EUDA Health Holdings
EUDA
+$3.51M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 50.08%
2 Technology 10.58%
3 Consumer Discretionary 8.1%
4 Healthcare 3.85%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHACU
276
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
– –
-175,000
Closed -$1.73M
CLIM
277
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
– –
-50,000
Closed -$493K
IPVA.U
278
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
– –
-100,000
Closed -$984K
OEPW
279
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
– –
-350,000
Closed -$3.46M
OEPWU
280
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
– –
-100,000
Closed -$986K
FSSIU
281
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
– –
-150,000
Closed -$1.48M
REVH
282
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
– –
-425,000
Closed -$4.17M
CND.WS
283
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
– –
-10,000
Closed -$6K
NDACU
284
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
– –
-75,000
Closed -$737K
HMCO
285
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
– –
-150,000
Closed -$1.49M
SWETU
286
DELISTED
Athlon Acquisition Corp. Unit
SWETU
– –
-250,000
Closed -$2.47M
TMAC
287
DELISTED
The Music Acquisition Corporation
TMAC
– –
-400,000
Closed -$3.94M
TSIB
288
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
– –
-75,000
Closed -$739K
TSIBU
289
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
– –
-50,000
Closed -$493K
LMACA
290
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
– –
-60,038
Closed -$597K
CRU
291
DELISTED
Crucible Acquisition Corporation
CRU
– –
-50,000
Closed -$498K
JYAC
292
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
– –
-60,000
Closed -$598K
FVIV.U
293
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
– –
-100,000
Closed -$983K
NOAC
294
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
– –
-250,000
Closed -$2.5M
TEKK
295
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-125,000
Closed -$1.25M
HIGA
296
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-150,000
Closed -$1.5M
TMX
297
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-84,823
Closed -$3.25M
ASAQ.WS
298
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
– –
-297,915
Closed -$24K
RCHG
299
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
– –
-125,000
Closed -$1.26M
MEOA
300
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
– –
-100,000
Closed -$1.01M
9 10 11
12
13

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XS
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AH
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MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen Investment Management held 301 positions worth $492M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Investment Management deployed $48M of net new capital in Q4 2022, opening 48 new positions and adding to 17 existing holdings. Its largest new stake was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 44% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $3.5M trimmed.

  • Cowen Investment Management's largest Q4 2022 buy was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.
  • Cowen Investment Management added most to Brand Engagement Network in Q4 2022, an estimated $11.4M increase.
  • Cowen Investment Management's biggest Q4 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $3.5M.
  • Cowen Investment Management fully exited KL Acquisition Corp Class A Common Stock in Q4 2022, selling an estimated $6.08M.
  • Cowen Investment Management's ten largest holdings make up 37% of its $492M portfolio in Q4 2022.
  • Cowen Investment Management opened 48 new positions and closed 105 in Q4 2022.
  • Cowen Investment Management's portfolio value rose 6.4% quarter-over-quarter to $492M.

Based on Cowen Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.