CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOWXU
276
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– – -75,000 Closed -$803K
BOWX
277
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
– – -100,000 Closed -$1.03M
LOKB.U
278
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– – -100,000 Closed -$1.09M
FTOCU
279
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– – -100,000 Closed -$1.09M
8 9 10 11
12