CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$29.7M
Cap. Flow
+$20.9M
Cap. Flow %
4.27%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
15
Reduced
8
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCIIU
251
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-100,000
Closed -$986K
HIIIU
252
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
– –
-75,000
Closed -$737K
SCOAU
253
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-50,000
Closed -$498K
SCOA
254
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
– –
-315,000
Closed -$3.14M
SHQAU
255
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
– –
-100,000
Closed -$991K
ARGUU
256
DELISTED
Argus Capital Corp. Unit
ARGUU
– –
-100,000
Closed -$1.01M
ARGU
257
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
– –
-50,000
Closed -$503K
AGCB
258
DELISTED
Altimeter Growth Corp. 2
AGCB
– –
-250,000
Closed -$2.48M
RXRAU
259
DELISTED
RXR Acquisition Corp. Units
RXRAU
– –
-25,000
Closed -$246K
VELO
260
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
– –
-200,000
Closed -$1.97M
OSTRU
261
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
– –
-100,000
Closed -$994K
KLAQ
262
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
– –
-615,000
Closed -$6.08M
KLAQU
263
DELISTED
KL Acquisition Corp Unit
KLAQU
– –
-75,000
Closed -$743K
AAQC.U
264
DELISTED
Accelerate Acquisition Corp. Units, each consisting of one Class A common stock, and one-third of one redeemable warrant
AAQC.U
– –
-100,000
Closed -$984K
GSEVU
265
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
– –
-50,000
Closed -$492K
GSEV
266
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
– –
-100,000
Closed -$986K
SPGS
267
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
– –
-200,000
Closed -$1.97M
TSPQ.U
268
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
– –
-100,000
Closed -$980K
KAHC.U
269
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
– –
-50,000
Closed -$493K
KAHC
270
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
– –
-250,000
Closed -$2.46M
LGV
271
DELISTED
Longview Acquisition Corp. II
LGV
– –
-175,000
Closed -$1.72M
BSKYU
272
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
– –
-100,000
Closed -$977K
SSAAU
273
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
– –
-100,000
Closed -$989K
SHACU
274
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
– –
-175,000
Closed -$1.73M
CLIM
275
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
– –
-50,000
Closed -$493K
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