CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+0.06%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$460M
AUM Growth
+$460M
Cap. Flow
-$8M
Cap. Flow %
-1.74%
Top 10 Hldgs %
32.29%
Holding
271
New
22
Increased
7
Reduced
8
Closed
19

Top Buys

1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$8.99M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
3
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
$3.25M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
$3.15M

Top Sells

1
SMFG icon
Sumitomo Mitsui Financial
SMFG
$15M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$7.38M
3
HZON
Horizon Acquisition Corporation II
HZON
$4M
4
AGCB
Altimeter Growth Corp. 2
AGCB
$2.48M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$2.11M

Sector Composition

1 Financials 43.84%
2 Consumer Discretionary 11.88%
3 Technology 3.09%
4 Industrials 2.05%
5 Real Estate 1.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASTL icon
251
Algoma Steel
ASTL
$511M
– – -23,600 Closed -$212K
BALY icon
252
Bally's
BALY
$489M
– – -12,406 Closed -$245K
OBIO icon
253
Orchestra BioMed
OBIO
$147M
– – -100,000 Closed -$996K
SIRI icon
254
SiriusXM
SIRI
$7.96B
– – 0 – –
SPY icon
255
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
JWSM
256
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– – -215,000 Closed -$2.11M
CVII
257
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– – -200,000 Closed -$1.95M
FAZEW
258
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– – -25,000 Closed -$9K
CCVI
259
DELISTED
Churchill Capital Corp VI
CCVI
– – -200,000 Closed -$1.96M
BOAC
260
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– – -100,000 Closed -$991K
CCV
261
DELISTED
Churchill Capital Corp V
CCV
– – -200,000 Closed -$1.97M
TPBA
262
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
– – -100,000 Closed -$966K
LJAQU
263
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
– – -100,000 Closed -$999K
VTIQ
264
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
– – -100,000 Closed -$982K
VTIQU
265
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
– – -200,000 Closed -$1.96M
PMVC
266
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– – -50,000 Closed -$496K
FVAM
267
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
– – -70,000 Closed -$693K
EQD
268
DELISTED
Equity Distribution Acquisition Corp.
EQD
– – -100,000 Closed -$994K
WARR.U
269
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
– – -50,000 Closed -$499K
GSAQU
270
DELISTED
Global Synergy Acquisition Corp. Units
GSAQU
– – -200,000 Closed -$1.99M
ITHXU
271
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
– – -100,000 Closed -$1.01M
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