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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLS.WS
251
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
$5K ﹤0.01%
100,000
– –
LJAQW
252
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$3K ﹤0.01%
+50,000
New +$3.71K
UWMC.WS
253
DELISTED
UWM Holdings Warrants
UWMC.WS
$2K ﹤0.01%
+12,044
New +$2.21K
ASTL icon
254
Algoma Steel
ASTL
$470M
– –
-23,600
Closed -$212K
BALY icon
255
Bally's
BALY
$671M
– –
-12,406
Closed -$245K
OBIO icon
256
Orchestra BioMed
OBIO
$266M
– –
-100,000
Closed -$996K
JWSM
257
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-215,000
Closed -$2.11M
CVII
258
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-200,000
Closed -$1.95M
FAZEW
259
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– –
-25,000
Closed -$9K
CCVI
260
DELISTED
Churchill Capital Corp VI
CCVI
– –
-200,000
Closed -$1.96M
BOAC
261
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-100,000
Closed -$991K
CCV
262
DELISTED
Churchill Capital Corp V
CCV
– –
-200,000
Closed -$1.97M
TPBA
263
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
– –
-100,000
Closed -$966K
LJAQU
264
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
– –
-100,000
Closed -$999K
VTIQ
265
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
– –
-100,000
Closed -$982K
VTIQU
266
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
– –
-200,000
Closed -$1.96M
PMVC
267
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– –
-50,000
Closed -$496K
FVAM
268
DELISTED
5:01 Acquisition Corp
FVAM
– –
-70,000
Closed -$693K
EQD
269
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-100,000
Closed -$994K
WARR.U
270
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
– –
-50,000
Closed -$499K
GSAQU
271
DELISTED
Global Synergy Acquisition Corp. Units
GSAQU
– –
-200,000
Closed -$1.99M
ITHXU
272
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
– –
-100,000
Closed -$1.01M
7 8 9 10
11

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.