CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OPAL icon
251
OPAL Fuels
OPAL
$68.1M
– – -50,000 Closed -$496K
RYAAY icon
252
Ryanair
RYAAY
$33.7B
– – -20,648 Closed -$1.8M
SIRI icon
253
SiriusXM
SIRI
$7.96B
– – 0 – –
SLV icon
254
iShares Silver Trust
SLV
$19.6B
– – 0 – –
SNTI icon
255
Senti Biosciences
SNTI
$38.5M
– – -350,000 Closed -$3.46M
SPY icon
256
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
TYGO icon
257
Tigo Energy
TYGO
$92M
– – -170,000 Closed -$1.69M
VSEE
258
VSee Health, Inc. Common Stock
VSEE
$9.47M
– – -35,000 Closed -$350K
NVACR
259
DELISTED
NorthView Acquisition Corporation Rights
NVACR
– – -100,000 Closed -$14K
PRST
260
DELISTED
Presto Technologies, Inc. Common Stock
PRST
– – -275,000 Closed -$2.78M
AKLI
261
DELISTED
Akili, Inc. Common Stock
AKLI
– – -100,000 Closed -$989K
HGAS
262
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
– – -50,000 Closed -$497K
BREZ
263
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
– – -40,000 Closed -$412K
SCRMU
264
DELISTED
Screaming Eagle Acquisition Corp. Unit
SCRMU
– – -100,000 Closed -$1M
ZFOX
265
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
– – -350,000 Closed -$3.54M
MCAF
266
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
– – -135,000 Closed -$1.34M
LIBY
267
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
– – -100,000 Closed -$999K
WRAC.U
268
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
– – -100,000 Closed -$1.01M
VHAQ
269
DELISTED
Viveon Health Acquisition Corp.
VHAQ
– – -250,000 Closed -$2.53M
NUBIU
270
DELISTED
Nubia Brand International Corp. Unit
NUBIU
– – -75,000 Closed -$749K
ATAKU
271
DELISTED
Aurora Technology Acquisition Corp. Unit
ATAKU
– – -50,000 Closed -$505K
ACAXU
272
DELISTED
Alset Capital Acquisition Corp. Unit
ACAXU
– – -50,000 Closed -$504K
NIR
273
DELISTED
Near Intelligence, Inc. Common Stock
NIR
– – -150,000 Closed -$1.49M
IPVF
274
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
– – -50,000 Closed -$494K
CFIVU
275
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– – -40,000 Closed -$396K
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11
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