CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$40.1M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RTPZ.U
251
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-25,000
Closed -$285K
NEBCU
252
DELISTED
Nebula Caravel Acquisition Corp. Unit
NEBCU
– –
-75,000
Closed -$810K
SVACU
253
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-90,000
Closed -$927K
CAP.U
254
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-50,000
Closed -$515K
CCIV.U
255
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-250,000
Closed -$2.58M
VCVCU
256
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-100,000
Closed -$1.07M
GHVIU
257
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-75,000
Closed -$795K
ACND.U
258
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
– –
-75,000
Closed -$788K
RAACU
259
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
– –
-75,000
Closed -$781K
FGNA.U
260
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-100,000
Closed -$1.06M
DCRBU
261
DELISTED
Decarbonization Plus Acquisition Corporation Unit
DCRBU
– –
-90,000
Closed -$1.03M
NHICU
262
DELISTED
NewHold Investment Corp. Unit
NHICU
– –
-100,000
Closed -$1.04M
EMPW.U
263
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
– –
-175,000
Closed -$1.82M
SBG.U
264
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
– –
-165,000
Closed -$1.7M
LCYAU
265
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
– –
-80,000
Closed -$894K
AONE.U
266
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
– –
-50,000
Closed -$569K
SPRQ.U
267
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-75,000
Closed -$810K
ALUS
268
DELISTED
Alussa Energy Acquisition Corp.
ALUS
– –
-100,000
Closed -$1.01M
ALUS.U
269
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
– –
-30,000
Closed -$327K
FCACU
270
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-50,000
Closed -$534K
IACA.U
271
DELISTED
ION Acquisition Corp 1 Ltd. Units, each consisting of one Class A ordinary share and one-fifth of on
IACA.U
– –
-50,000
Closed -$604K
FTOC
272
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
– –
-100,000
Closed -$1.03M
FTOCU
273
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– –
-100,000
Closed -$1.09M
AACQU
274
DELISTED
Artius Acquisition Inc. Unit
AACQU
– –
-100,000
Closed -$1.12M
ACACU
275
DELISTED
Acies Acquisition Corp. Unit
ACACU
– –
-90,000
Closed -$965K
8 9 10
11
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