CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$29.7M
Cap. Flow
+$20.9M
Cap. Flow %
4.27%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
15
Reduced
8
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PMGMU
226
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
– –
-75,000
Closed -$737K
SDACU
227
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-50,000
Closed -$492K
SNRH
228
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
– –
-350,000
Closed -$3.48M
GVCI
229
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
– –
-80,000
Closed -$810K
EUCRU
230
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
– –
-100,000
Closed -$1M
EUCR
231
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
– –
-50,000
Closed -$501K
HZON
232
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-210,000
Closed -$2.1M
BMAQ
233
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
– –
-100,000
Closed -$999K
IPVIU
234
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
– –
-100,000
Closed -$981K
ATCO
235
DELISTED
Atlas Corp.
ATCO
– –
-100,000
Closed -$1.39M
JATT.U
236
DELISTED
JATT Acquisition Corp Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
JATT.U
– –
-100,000
Closed -$1.01M
MCAE
237
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
– –
-100,000
Closed -$995K
CTAQU
238
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-85,000
Closed -$845K
JCICU
239
DELISTED
Jack Creek Investment Corp. Units
JCICU
– –
-150,000
Closed -$1.51M
EPHYU
240
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
– –
-75,000
Closed -$740K
FACA
241
DELISTED
Figure Acquisition Corp. I
FACA
– –
-100,000
Closed -$985K
HUGS
242
DELISTED
USHG Acquisition Corp.
HUGS
– –
-100,000
Closed -$985K
OMEG
243
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
– –
-25,000
Closed -$248K
SPTKU
244
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
– –
-100,000
Closed -$985K
MONCU
245
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
– –
-50,000
Closed -$494K
FPAC.WS
246
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
– –
-1,427,011
Closed -$1.37M
AFAQ
247
DELISTED
AF Acquisition Corp. Class A Common Stock
AFAQ
– –
-100,000
Closed -$980K
PSAGU
248
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
– –
-25,000
Closed -$245K
HCIC
249
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
– –
-50,000
Closed -$494K
EQHA.U
250
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
– –
-300,000
Closed -$2.97M
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