We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSEVU
226
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$492K 0.11%
50,000
– –
TWLVU
227
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$492K 0.11%
50,000
– –
DNAD
228
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$491K 0.11%
50,000
– –
PANA
229
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$490K 0.11%
50,000
– –
LSXMA
230
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$473K 0.1%
16,920
– –
ADALU
231
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$405K 0.09%
40,000
– –
DHHCU
232
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$396K 0.09%
40,000
– –
SPNT icon
233
SiriusPoint
SPNT
$2.66B
$335K 0.07%
67,613
– –
STCN
234
DELISTED
Steel Connect, Inc. Common Stock
STCN
$297K 0.06%
23,227
– –
LTRPA
235
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$256K 0.06%
+235,000
New +$248K
RMGCU
236
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$249K 0.05%
25,000
– –
OMEG
237
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$248K 0.05%
25,000
– –
RXRAU
238
DELISTED
RXR Acquisition Corp. Units
RXRAU
$246K 0.05%
25,000
– –
PSAGU
239
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$245K 0.05%
25,000
– –
ATTO
240
DELISTED
Atento S.A.
ATTO
$148K 0.03%
+36,721
New +$236K
NEOG icon
241
Neogen
NEOG
$2.5B
$140K 0.03%
+10,000
New +$201K
SPY icon
242
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$95K 0.02%
+75,000
New +$29.8M
ASAQ.WS
243
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$24K 0.01%
297,915
– –
BMTX.WS
244
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
$18K ﹤0.01%
+25,000
New +$16.4K
AVPTW
245
DELISTED
AvePoint Inc Warrant
AVPTW
$15K ﹤0.01%
+25,000
New +$19.5K
AMBP.WS
246
DELISTED
Ardagh Metal Packaging Warrants
AMBP.WS
$12K ﹤0.01%
+25,000
New +$18.8K
APGB.WS
247
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$11K ﹤0.01%
100,000
– –
GRABW icon
248
Grab Holdings Warrant
GRABW
$546K
$10K ﹤0.01%
19,900
– –
CND.WS
249
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$6K ﹤0.01%
10,000
– –
FATH.WS
250
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$5K ﹤0.01%
+25,000
New +$6.82K
7 8 9
10
11

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.