CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$127M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FOREU
226
DELISTED
Foresight Acquisition Corp. Units
FOREU
– –
-300,000
Closed -$2.97M
VOSOU
227
DELISTED
Virtuoso Acquisition Corp. Unit
VOSOU
– –
-175,000
Closed -$1.73M
SGAMU
228
DELISTED
Seaport Global Acquisition Corp. Unit
SGAMU
– –
-70,000
Closed -$723K
LEGOU
229
DELISTED
Legato Merger Corp. Units
LEGOU
– –
-50,000
Closed -$507K
LATN
230
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-100,000
Closed -$1.01M
SRNGU
231
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-55,000
Closed -$557K
CHFW.U
232
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-50,000
Closed -$488K
SCPE
233
DELISTED
SC Health Corporation
SCPE
– –
-70,000
Closed -$706K
6 7 8 9
10