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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUGT icon
901
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$848M
$5K ﹤0.01%
6
– –
NUE icon
902
Nucor
NUE
$58.6B
$5K ﹤0.01%
100
– –
NXN
903
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$5K ﹤0.01%
400
– –
OGE icon
904
OGE Energy
OGE
$9.78B
$5K ﹤0.01%
158
+1
+0.6% +$37
PFX icon
905
PhenixFIN
PFX
$5K ﹤0.01%
25
– –
NSLR
906
Neostellar Capital Corp
NSLR
$269M
$5K ﹤0.01%
+770
New +$5.13K
TCPC icon
907
BlackRock TCP Capital
TCPC
$273M
$5K ﹤0.01%
96
-904
-90% -$15.7K
TRP icon
908
TC Energy
TRP
$70.2B
$5K ﹤0.01%
100
– –
TTC icon
909
Toro Company
TTC
$8.75B
$5K ﹤0.01%
200
– –
VIS icon
910
Vanguard Industrials ETF
VIS
$8.1B
$5K ﹤0.01%
50
-6,200
-99% -$639K
TGP
911
DELISTED
Teekay LNG Partners L.P.
TGP
$5K ﹤0.01%
300
+50
+20% +$2.18K
GST
912
DELISTED
Gastar Exploration Inc.
GST
$5K ﹤0.01%
+1,000
New +$7.35K
BWLD
913
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$5K ﹤0.01%
+40
New +$5.92K
ITC
914
DELISTED
ITC HOLDINGS CORP
ITC
$5K ﹤0.01%
150
– –
NXZ
915
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5K ﹤0.01%
410
+6
+1% +$83
BKD icon
916
Brookdale Senior Living
BKD
$3.49B
$4K ﹤0.01%
+150
New +$5.11K
BKE icon
917
Buckle
BKE
$2.25B
$4K ﹤0.01%
100
– –
CFR icon
918
Cullen/Frost Bankers
CFR
$10.3B
$4K ﹤0.01%
61
– –
CPIX icon
919
Cumberland Pharmaceuticals
CPIX
$100M
$4K ﹤0.01%
1,000
– –
DDD icon
920
3D Systems Corp
DDD
$431M
$4K ﹤0.01%
100
– –
DGS icon
921
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$4K ﹤0.01%
100
– –
EOD
922
Allspring Global Dividend Opportunity Fund
EOD
$279M
$4K ﹤0.01%
500
– –
ERIE icon
923
Erie Indemnity
ERIE
$12.7B
$4K ﹤0.01%
61
+1
+2% +$75
EXTR icon
924
Extreme Networks
EXTR
$3.94B
$4K ﹤0.01%
+1,000
New +$4.86K
FIS icon
925
Fidelity National Information Services
FIS
$23.1B
$4K ﹤0.01%
75
– –
35 36
37
38 39

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.