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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
1
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$2.42M 1.8%
43,406
-1,405
-3% -$77K
MO icon
2
Altria Group
MO
$122B
$2.4M 1.78%
52,142
+465
+0.9% +$19.9K
FXO icon
3
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$2.09M 1.55%
95,570
+2,419
+3% +$53.7K
FXL icon
4
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$2.03M 1.51%
62,655
-8,282
-12% -$271K
AAPL icon
5
Apple
AAPL
$4.89T
$1.9M 1.41%
75,444
-17,908
-19% -$440K
GPOR
6
DELISTED
Gulfport Energy Corp.
GPOR
$1.85M 1.38%
34,735
+810
+2% +$46.5K
PDP icon
7
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$1.66M 1.24%
42,342
-1,030
-2% -$40.6K
DOC
8
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.54M 1.14%
112,199
+912
+0.8% +$13K
FXD icon
9
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.53M 1.14%
47,373
+45,984
+3,311% +$1.53M
MSFT icon
10
Microsoft
MSFT
$2.84T
$1.53M 1.14%
32,962
+5,290
+19% +$236K
FXZ icon
11
First Trust Materials AlphaDEX Fund
FXZ
$378M
$1.44M 1.07%
44,888
-13,753
-23% -$461K
TLT icon
12
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.36M 1.01%
11,724
-349
-3% -$40.2K
T icon
13
AT&T
T
$165B
$1.34M 1%
50,471
+653
+1% +$17.4K
MET icon
14
MetLife
MET
$61B
$1.2M 0.89%
25,168
-12,452
-33% -$605K
MAIN icon
15
Main Street Capital
MAIN
$4.97B
$1.18M 0.88%
38,525
-1,452
-4% -$46.4K
MRK icon
16
Merck
MRK
$324B
$1.11M 0.82%
19,619
-43
-0.2% -$2.42K
FXR icon
17
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$1.1M 0.82%
37,439
-35,738
-49% -$1.08M
FXG icon
18
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.08M 0.8%
27,548
-3,154
-10% -$124K
RSP icon
19
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.05M 0.78%
13,913
+7,102
+104% +$545K
LNC icon
20
Lincoln National
LNC
$7.91B
$1.03M 0.77%
19,241
-2,400
-11% -$128K
PFE icon
21
Pfizer
PFE
$140B
$1.02M 0.76%
36,500
-179
-0.5% -$5.02K
META icon
22
Meta Platforms (Facebook)
META
$1.51T
$1.02M 0.76%
12,955
+557
+4% +$40.9K
GE icon
23
GE Aerospace
GE
$367B
$1M 0.74%
8,165
-820
-9% -$102K
AA icon
24
Alcoa
AA
$11.7B
$966K 0.72%
24,986
+16,193
+184% +$635K
MS icon
25
Morgan Stanley
MS
$337B
$926K 0.69%
26,800
+24,050
+875% +$801K
1
2 3 4 5

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PGF
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SM
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BA
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HIH
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.