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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$3.39M 2.77%
122,752
+47,308
+63% +$1.29M
MO icon
2
Altria Group
MO
$122B
$2.56M 2.09%
51,914
-228
-0.4% -$11.1K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.97M 1.61%
9,572
+5,836
+156% +$1.17M
FXL icon
4
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.96M 1.6%
56,779
-5,876
-9% -$194K
DOC
5
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.86M 1.53%
112,391
+192
+0.2% +$2.93K
PDP icon
6
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$1.72M 1.41%
41,937
-405
-1% -$16.2K
FXO icon
7
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.57M 1.28%
67,478
-28,092
-29% -$635K
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.51M 1.24%
18,915
+5,002
+36% +$389K
FXH icon
9
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.48M 1.21%
24,605
-18,801
-43% -$1.1M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.4M 1.14%
64,400
+45,022
+232% +$943K
META icon
11
Meta Platforms (Facebook)
META
$1.51T
$1.34M 1.1%
17,205
+4,250
+33% +$325K
FXG icon
12
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.32M 1.08%
31,106
+3,558
+13% +$146K
BA icon
13
Boeing
BA
$165B
$1.32M 1.08%
10,126
+7,900
+355% +$1M
GPOR
14
DELISTED
Gulfport Energy Corp.
GPOR
$1.29M 1.05%
30,868
-3,867
-11% -$181K
NKE icon
15
Nike
NKE
$61.9B
$1.19M 0.97%
24,766
+16,218
+190% +$761K
MET icon
16
MetLife
MET
$61B
$1.13M 0.92%
23,374
-1,794
-7% -$85.2K
PFE icon
17
Pfizer
PFE
$140B
$1.11M 0.91%
37,614
+1,114
+3% +$31.9K
GE icon
18
GE Aerospace
GE
$367B
$1.09M 0.89%
8,991
+826
+10% +$102K
MSFT icon
19
Microsoft
MSFT
$2.84T
$1.08M 0.88%
23,259
-9,703
-29% -$455K
INTC icon
20
Intel
INTC
$464B
$1.08M 0.88%
29,711
+7,145
+32% +$249K
MAIN icon
21
Main Street Capital
MAIN
$4.97B
$1.06M 0.87%
36,391
-2,134
-6% -$65.9K
FV icon
22
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.04M 0.85%
47,417
+38,742
+447% +$821K
MRK icon
23
Merck
MRK
$324B
$1.03M 0.84%
19,001
-618
-3% -$34.4K
AMLP icon
24
Alerian MLP ETF
AMLP
$13B
$962K 0.79%
10,993
+1,888
+21% +$171K
DVY icon
25
iShares Select Dividend ETF
DVY
$24B
$911K 0.75%
11,480
+1,000
+10% +$77.2K
1
2 3 4 5

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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.