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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$78.3M
AUM Growth
+$7.75M
Cap. Flow
+$5.09M
Cap. Flow %
6.5%
Top 10 Hldgs %
25.72%
Holding
180
New
34
Increased
41
Reduced
71
Closed
28

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.4M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.64M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$947K
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$803K
5
AAPL icon
Apple
AAPL
+$666K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.28M
2
SKYW icon
Skywest
SKYW
+$437K
3
VOX icon
Vanguard Communication Services ETF
VOX
+$435K
4
GPOR
Gulfport Energy Corp.
GPOR
+$416K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$397K

Sector Composition

Rank Sector Weight
1 Communication Services 8.97%
2 Industrials 7.02%
3 Technology 7%
4 Consumer Staples 6.67%
5 Healthcare 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
1
Altria Group
MO
$122B
$2.91M 3.71%
49,954
-1,178
-2% -$68.3K
FTSL icon
2
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$2.8M 3.57%
59,707
+50,207
+528% +$2.4M
AAPL icon
3
Apple
AAPL
$4.89T
$2.27M 2.9%
86,148
+23,308
+37% +$666K
FDN icon
4
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$2.13M 2.71%
28,482
+6,082
+27% +$451K
FXG icon
5
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$2.03M 2.6%
45,717
-4,647
-9% -$203K
DOC
6
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.73M 2.21%
102,558
-11,905
-10% -$189K
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$3.91T
$1.72M 2.2%
+44,200
New +$1.64M
FXH icon
8
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.69M 2.15%
27,882
-4,904
-15% -$293K
FXD icon
9
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.58M 2.02%
46,330
-2,223
-5% -$78K
GE icon
10
GE Aerospace
GE
$367B
$1.29M 1.65%
8,667
+369
+4% +$52.4K
T icon
11
AT&T
T
$165B
$1.27M 1.62%
48,841
-4,965
-9% -$126K
ULQ
12
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$1.25M 1.59%
25,003
+19,003
+317% +$947K
VUG icon
13
Vanguard Growth ETF
VUG
$216B
$1.19M 1.52%
67,332
+20,454
+44% +$366K
MRK icon
14
Merck
MRK
$324B
$1.16M 1.48%
23,010
-1,430
-6% -$72.1K
FXO icon
15
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.12M 1.44%
48,512
-1,568
-3% -$37K
META icon
16
Meta Platforms (Facebook)
META
$1.51T
$951K 1.21%
9,095
-12,470
-58% -$1.28M
XLF icon
17
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$947K 1.21%
45,310
+21,536
+91% +$454K
AMLP icon
18
Alerian MLP ETF
AMLP
$13B
$925K 1.18%
15,362
+4,992
+48% +$312K
PFE icon
19
Pfizer
PFE
$140B
$910K 1.16%
29,715
-2,816
-9% -$88.6K
XLV icon
20
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$905K 1.16%
12,573
+505
+4% +$35.7K
C icon
21
Citigroup
C
$222B
$856K 1.09%
16,550
-3,108
-16% -$165K
VTV icon
22
Vanguard Value ETF
VTV
$189B
$843K 1.08%
10,343
+4,757
+85% +$390K
VOO icon
23
Vanguard S&P 500 ETF
VOO
$968B
$797K 1.02%
+4,265
New +$803K
MET icon
24
MetLife
MET
$61B
$785K 1%
18,279
-1,420
-7% -$62.4K
EFA icon
25
iShares MSCI EAFE ETF
EFA
$76.4B
$762K 0.97%
12,977
+1,691
+15% +$102K
1
2 3 4 5

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B. Riley Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Management held 180 positions worth $78.3M, up 11% from $70.5M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $5.09M of net new capital in Q4 2015, opening 34 new positions and adding to 41 existing holdings. Its largest new stake was Alphabet (Google) Class A: 44,200 shares worth $1.72M.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 6.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $1.28M trimmed.

  • B. Riley Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 44,200 shares worth $1.72M.
  • B. Riley Wealth Management added most to First Trust Senior Loan Fund ETF in Q4 2015, an estimated $2.4M increase.
  • B. Riley Wealth Management's biggest Q4 2015 reduction was Meta Platforms (Facebook), cutting an estimated $1.28M.
  • B. Riley Wealth Management fully exited Skywest in Q4 2015, selling an estimated $437K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $78.3M portfolio in Q4 2015.
  • B. Riley Wealth Management opened 34 new positions and closed 28 in Q4 2015.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $78.3M.

Based on B. Riley Wealth Management's 13F filing for Q4 2015, filed 8 Jan 2016.