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BRWM
B. Riley Wealth Management Portfolio holdings
AUM
$962M
1-Year Est. Return
8.45%
This Fund
S&P 500
This Quarter
Est. Return
+6.48%
1 Year Est. Return
-8.45%
3 Year Est. Return
+32.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
(+16%)
Cap. Flow
+$49.4M
Cap. Flow
% of AUM
7.41%
Top 10 Holdings %
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Select Dividend ETF
DVY
|
+$5.24M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$5.21M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$3.99M |
| 4 |
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
|
+$2.51M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$2.47M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$2.36M |
| 2 |
iShares Morningstar Mid-Cap Growth ETF
IMCG
|
+$1.85M |
| 3 |
UnitedHealth
UNH
|
+$1.63M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$1.56M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.2% |
| 2 | Technology | 9.72% |
| 3 | Financials | 5.7% |
| 4 | Consumer Discretionary | 4.59% |
| 5 | Energy | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $33.4M | 5.01% |
412,187
+49,254
| +14% | +$3.99M |
|
2
Vanguard Morningstar Growth ETF
VUG
$228B
| $28.3M | 4.24% |
932,490
+19,410
| +2% | +$561K |
|
3
Vanguard Morningstar Value ETF
VTV
$194B
| $21.6M | 3.24% |
180,485
+4,611
| +3% | +$532K |
|
4
Apple
AAPL
$4.67T
| $16.8M | 2.52% |
229,096
+388
| +0.2% | +$25K |
|
|
5
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.6B
| $13M | 1.95% |
120,833
+22,790
| +23% | +$2.47M |
|
6
Amazon
AMZN
$2.79T
| $12.5M | 1.88% |
135,820
+12,940
| +11% | +$1.15M |
|
|
7
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$296M
| $12.4M | 1.86% |
535,139
+108,835
| +26% | +$2.51M |
|
8
Microsoft
MSFT
$3.71T
| $12M | 1.8% |
75,944
+1,681
| +2% | +$247K |
|
9
ProShares Large Cap Core Plus
CSM
$531M
| $11.4M | 1.72% |
296,608
-8,196
| -3% | -$302K |
|
10
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
| $10.7M | 1.61% |
105,744
+6,283
| +6% | +$639K |
|
11
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
| $10.7M | 1.6% |
72,096
-1,225
| -2% | -$173K |
|
12
iShares MSCI EAFE ETF
EFA
$80.1B
| $10.5M | 1.58% |
151,562
-1,282
| -0.8% | -$86.6K |
|
|
SUNS
13
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $10.3M | 1.55% |
265,222
-2,806
| -1% | -$49.6K |
|
14
iShares Russell Mid-Cap ETF
IWR
$56.9B
| $8.83M | 1.32% |
148,089
-3,834
| -3% | -$220K |
|
|
15
iShares Select Dividend ETF
DVY
$23.9B
| $8.82M | 1.32% |
83,522
+50,905
| +156% | +$5.24M |
|
16
NYLIM Merger Arbitrage ETF
MNA
$257M
| $8.25M | 1.24% |
248,622
-2,095
| -0.8% | -$68.4K |
|
17
State Street SPDR S&P 500 ETF Trust
SPY
$814B
| $8.09M | 1.21% |
25,132
+240
| +1% | +$73.9K |
|
18
iShares MSCI EAFE Growth ETF
EFG
$17B
| $8.04M | 1.21% |
92,956
-981
| -1% | -$81.9K |
|
19
First Trust Preferred Securities and Income ETF
FPE
$6.28B
| $7.14M | 1.07% |
355,580
+61,330
| +21% | +$1.22M |
|
|
20
First Trust Value Line Dividend Fund
FVD
$8.16B
| $7.05M | 1.06% |
195,729
+147,922
| +309% | +$5.21M |
|
21
Chevron
CVX
$409B
| $6.92M | 1.04% |
57,409
+9,465
| +20% | +$1.11M |
|
22
iShares Core S&P 500 ETF
IVV
$875B
| $6.81M | 1.02% |
21,054
+787
| +4% | +$244K |
|
23
Vanguard Real Estate ETF
VNQ
$37.9B
| $6.43M | 0.96% |
69,339
-207
| -0.3% | -$19.2K |
|
24
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
| $6.27M | 0.94% |
82,186
-1,088
| -1% | -$79.8K |
|
25
Invesco QQQ Trust
QQQ
$490B
| $6.21M | 0.93% |
29,224
+11,557
| +65% | +$2.31M |
|
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B. Riley Wealth Management's Q4 2019 Portfolio in Review
As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, down from 64% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.
- B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
- B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
- B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
- B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
- B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
- B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
- B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.
Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.