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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$66.9M
AUM Growth
-$11.4M
Cap. Flow
-$12.2M
Cap. Flow %
-18.24%
Top 10 Hldgs %
26.99%
Holding
174
New
22
Increased
30
Reduced
72
Closed
45

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$1.66M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$1.35M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$905K
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$859K
5
GLD icon
SPDR Gold Trust
GLD
+$735K

Top Sells

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.11M
2
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$1.39M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.05M
4
C icon
Citigroup
C
+$856K
5
MET icon
MetLife
MET
+$785K

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.16%
2 Communication Services 7.03%
3 Industrials 6.32%
4 Consumer Discretionary 6.13%
5 Technology 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
1
Altria Group
MO
$122B
$3.11M 4.65%
49,658
-296
-0.6% -$17.9K
AAPL icon
2
Apple
AAPL
$4.89T
$1.95M 2.91%
71,392
-14,756
-17% -$368K
DOC
3
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.81M 2.7%
97,402
-5,156
-5% -$88.9K
GOOGL icon
4
Alphabet (Google) Class A
GOOGL
$3.91T
$1.76M 2.63%
46,200
+2,000
+5% +$73.6K
IVE icon
5
iShares S&P 500 Value ETF
IVE
$48.9B
$1.74M 2.61%
+19,402
New +$1.66M
VOO icon
6
Vanguard S&P 500 ETF
VOO
$968B
$1.71M 2.55%
9,065
+4,800
+113% +$859K
FXD icon
7
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.66M 2.48%
47,094
+764
+2% +$25K
XLF icon
8
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.61M 2.41%
81,809
+36,499
+81% +$695K
FDL icon
9
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.43M 2.14%
+55,812
New +$1.35M
FXO icon
10
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.28M 1.91%
56,535
+8,023
+17% +$172K
VUG icon
11
Vanguard Growth ETF
VUG
$216B
$1.12M 1.68%
63,360
-3,972
-6% -$66.6K
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.07M 1.61%
5,232
+3,205
+158% +$625K
AMZN icon
13
Amazon
AMZN
$2.5T
$1.04M 1.56%
35,240
+18,340
+109% +$521K
QQXT icon
14
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$152M
$1.02M 1.53%
25,912
+11,218
+76% +$427K
ULQ
15
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$1.01M 1.51%
20,320
-4,683
-19% -$233K
DIA icon
16
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$959K 1.43%
+5,432
New +$905K
T icon
17
AT&T
T
$165B
$918K 1.37%
31,057
-17,784
-36% -$493K
FDN icon
18
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$858K 1.28%
12,566
-15,916
-56% -$1.05M
FXH icon
19
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$819K 1.22%
14,695
-13,187
-47% -$713K
VTV icon
20
Vanguard Value ETF
VTV
$189B
$804K 1.2%
9,764
-579
-6% -$45.4K
GE icon
21
GE Aerospace
GE
$367B
$766K 1.14%
5,032
-3,635
-42% -$513K
GLD icon
22
SPDR Gold Trust
GLD
$131B
$762K 1.14%
+6,485
New +$735K
META icon
23
Meta Platforms (Facebook)
META
$1.51T
$757K 1.13%
6,635
-2,460
-27% -$260K
EFA icon
24
iShares MSCI EAFE ETF
EFA
$76.4B
$747K 1.12%
13,074
+97
+0.7% +$5.35K
MDY icon
25
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$717K 1.07%
2,730
+131
+5% +$31.9K
1
2 3 4 5

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B. Riley Wealth Management's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Management held 174 positions worth $66.9M, down 15% from $78.3M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management withdrew a net $12.2M in Q1 2016, closing 45 positions and reducing 72 holdings. Its most notable exit was Citigroup, an estimated $856K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 8.2% of assets, up from 6.7% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in iShares S&P 500 Value ETF worth $1.74M.

  • B. Riley Wealth Management's largest Q1 2016 buy was iShares S&P 500 Value ETF: 19,402 shares worth $1.74M.
  • B. Riley Wealth Management added most to Vanguard S&P 500 ETF in Q1 2016, an estimated $859K increase.
  • B. Riley Wealth Management's biggest Q1 2016 reduction was First Trust Senior Loan Fund ETF, cutting an estimated $2.11M.
  • B. Riley Wealth Management fully exited Citigroup in Q1 2016, selling an estimated $856K.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $66.9M portfolio in Q1 2016.
  • B. Riley Wealth Management opened 22 new positions and closed 45 in Q1 2016.
  • B. Riley Wealth Management's portfolio value fell 15% quarter-over-quarter to $66.9M.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.