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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
1
Altria Group
MO
$122B
$2.78M 3.94%
51,132
+2
+0% +$107
FXG icon
2
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$2.11M 2.99%
50,364
+18,113
+56% +$800K
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$1.94M 2.75%
21,565
+2,460
+13% +$226K
FXH icon
4
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.91M 2.71%
32,786
+394
+1% +$26.2K
AAPL icon
5
Apple
AAPL
$4.89T
$1.73M 2.46%
62,840
-34,120
-35% -$1M
DOC
6
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.73M 2.45%
114,463
+697
+0.6% +$10.7K
FXD icon
7
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.66M 2.36%
48,553
+25,264
+108% +$910K
FDN icon
8
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$1.48M 2.1%
22,400
+14,220
+174% +$988K
T icon
9
AT&T
T
$165B
$1.32M 1.88%
53,806
+18,012
+50% +$459K
MRK icon
10
Merck
MRK
$324B
$1.15M 1.63%
24,440
-425
-2% -$22.6K
FXO icon
11
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.12M 1.59%
50,080
+5,591
+13% +$132K
GE icon
12
GE Aerospace
GE
$367B
$1M 1.42%
8,298
-100
-1% -$12.3K
C icon
13
Citigroup
C
$222B
$975K 1.38%
19,658
+5,908
+43% +$323K
PFE icon
14
Pfizer
PFE
$140B
$969K 1.37%
32,531
-533
-2% -$17.1K
GPOR
15
DELISTED
Gulfport Energy Corp.
GPOR
$921K 1.31%
31,058
-800
-3% -$27.5K
MET icon
16
MetLife
MET
$61B
$827K 1.17%
19,699
-1,546
-7% -$72.2K
XLV icon
17
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$799K 1.13%
12,068
-109
-0.9% -$7.97K
VUG icon
18
Vanguard Growth ETF
VUG
$216B
$783K 1.11%
46,878
-168
-0.4% -$2.98K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$758K 1.07%
3,960
-524
-12% -$106K
VOX icon
20
Vanguard Communication Services ETF
VOX
$5.53B
$738K 1.05%
9,372
+9,269
+8,999% +$784K
SHOP icon
21
Shopify
SHOP
$148B
$721K 1.02%
+205,000
New +$650K
BA icon
22
Boeing
BA
$165B
$718K 1.02%
5,488
+111
+2% +$15.4K
FBT icon
23
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$702K 1%
6,933
+4,874
+237% +$580K
VHT icon
24
Vanguard Health Care ETF
VHT
$18.2B
$699K 0.99%
+5,707
New +$783K
MAIN icon
25
Main Street Capital
MAIN
$4.97B
$675K 0.96%
25,326
-2,741
-10% -$81K
1
2 3 4 5

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HIH
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.