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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$29.2M 5.06%
365,800
+4,623
+1% +$364K
VUG icon
2
Vanguard Growth ETF
VUG
$216B
$23.9M 4.14%
916,290
+21,630
+2% +$534K
VTV icon
3
Vanguard Value ETF
VTV
$189B
$21M 3.65%
195,498
-8,655
-4% -$911K
AAPL icon
4
Apple
AAPL
$4.89T
$12.7M 2.21%
268,404
+25,824
+11% +$1.1M
AMZN icon
5
Amazon
AMZN
$2.5T
$11.5M 1.99%
128,720
+9,060
+8% +$754K
CSM icon
6
ProShares Large Cap Core Plus
CSM
$509M
$11.1M 1.92%
323,760
-18,452
-5% -$612K
EFA icon
7
iShares MSCI EAFE ETF
EFA
$76.4B
$10.4M 1.8%
160,019
+30,261
+23% +$1.91M
BOND icon
8
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$9.93M 1.72%
+94,060
New +$9.77M
HYZD icon
9
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$9.93M 1.72%
426,895
+29,013
+7% +$676K
MINT icon
10
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$9.66M 1.68%
95,146
-1,611
-2% -$163K
VV icon
11
Vanguard Large-Cap ETF
VV
$51.9B
$9.56M 1.66%
73,645
+487
+0.7% +$60.9K
MSFT icon
12
Microsoft
MSFT
$2.84T
$9.26M 1.61%
78,485
+10,512
+15% +$1.15M
IWR icon
13
iShares Russell Mid-Cap ETF
IWR
$56.8B
$8.08M 1.4%
149,815
+4,530
+3% +$235K
MNA icon
14
IQ ARB Merger Arbitrage ETF
MNA
$249M
$7.95M 1.38%
249,059
+34,082
+16% +$1.09M
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$7.28M 1.26%
25,780
-4,252
-14% -$1.16M
VNQ icon
16
Vanguard Real Estate ETF
VNQ
$39.9B
$6.97M 1.21%
80,218
+2,617
+3% +$216K
EFG icon
17
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$6.78M 1.18%
87,583
+14,436
+20% +$1.07M
DIA icon
18
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$6.65M 1.15%
25,670
+2,979
+13% +$749K
QQQ icon
19
Invesco QQQ Trust
QQQ
$455B
$6.36M 1.1%
35,397
-3,964
-10% -$673K
CVX icon
20
Chevron
CVX
$388B
$5.96M 1.03%
48,346
+1,076
+2% +$127K
IVV icon
21
iShares Core S&P 500 ETF
IVV
$876B
$5.5M 0.95%
19,317
+1,509
+8% +$413K
META icon
22
Meta Platforms (Facebook)
META
$1.51T
$5.32M 0.92%
31,905
+1,598
+5% +$254K
IWP icon
23
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$5.3M 0.92%
78,158
+1,798
+2% +$115K
HD icon
24
Home Depot
HD
$332B
$5.25M 0.91%
27,373
+11,649
+74% +$2.14M
RSP icon
25
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$4.98M 0.86%
47,674
+3,089
+7% +$312K
1
2 3 4 5

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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.