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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$63.5M 4.4%
366,388
+8,166
+2% +$1.29M
VUG icon
2
Vanguard Growth ETF
VUG
$216B
$56.2M 3.89%
1,050,192
+22,656
+2% +$1.18M
AMZN icon
3
Amazon
AMZN
$2.5T
$45.8M 3.17%
274,760
+11,180
+4% +$1.91M
VTV icon
4
Vanguard Value ETF
VTV
$189B
$40.7M 2.82%
276,872
+17,180
+7% +$2.45M
MSFT icon
5
Microsoft
MSFT
$2.84T
$39M 2.7%
115,876
+5,460
+5% +$1.77M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$38.7M 2.68%
81,410
+4,646
+6% +$2.13M
HD icon
7
Home Depot
HD
$332B
$29.7M 2.06%
71,532
+758
+1% +$289K
TMO icon
8
Thermo Fisher Scientific
TMO
$211B
$21.3M 1.48%
31,927
-813
-2% -$508K
QQQ icon
9
Invesco QQQ Trust
QQQ
$455B
$21.2M 1.47%
53,256
+9,179
+21% +$3.54M
BOND icon
10
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$20.3M 1.41%
185,456
+6,693
+4% +$735K
GOOGL icon
11
Alphabet (Google) Class A
GOOGL
$3.91T
$19.5M 1.35%
134,760
+10,820
+9% +$1.56M
HYZD icon
12
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$19.3M 1.34%
867,012
+37,653
+5% +$834K
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$17.7M 1.23%
217,961
+9,050
+4% +$739K
AMT icon
14
American Tower
AMT
$77.7B
$16.9M 1.17%
57,772
-274
-0.5% -$74.9K
CSM icon
15
ProShares Large Cap Core Plus
CSM
$509M
$16.6M 1.15%
298,880
+12,930
+5% +$692K
NVDA icon
16
NVIDIA
NVDA
$5.01T
$13.5M 0.94%
460,230
+34,400
+8% +$947K
META icon
17
Meta Platforms (Facebook)
META
$1.51T
$13.4M 0.93%
39,946
+4,032
+11% +$1.34M
GOOD
18
Gladstone Commercial Corp
GOOD
$627M
$13.1M 0.91%
508,495
+2,393
+0.5% +$54.3K
HON icon
19
Honeywell
HON
$77B
$13M 0.9%
66,271
+773
+1% +$156K
COST icon
20
Costco
COST
$415B
$12.5M 0.87%
22,028
+688
+3% +$352K
ABBV icon
21
AbbVie
ABBV
$458B
$12M 0.83%
109,581
+2,211
+2% +$261K
CCI icon
22
Crown Castle
CCI
$32.7B
$11.9M 0.82%
57,041
+485
+0.9% +$89.6K
MNA icon
23
IQ ARB Merger Arbitrage ETF
MNA
$249M
$11.6M 0.81%
360,600
+16,195
+5% +$527K
V icon
24
Visa
V
$677B
$11.6M 0.8%
53,414
+2,546
+5% +$547K
PFE icon
25
Pfizer
PFE
$140B
$11.6M 0.8%
195,712
+2,025
+1% +$100K
1
2 3 4 5

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PGF
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.