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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
1
Vanguard Growth ETF
VUG
$216B
$49.7M 3.82%
1,027,536
+1,019,934
+13,417% +$50.8M
AAPL icon
2
Apple
AAPL
$4.89T
$49.4M 3.8%
358,222
+8,302
+2% +$1.22M
AMZN icon
3
Amazon
AMZN
$2.5T
$43.3M 3.33%
263,580
+24,500
+10% +$4.23M
VTV icon
4
Vanguard Value ETF
VTV
$189B
$35.2M 2.7%
+259,692
New +$36.2M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$32.9M 2.53%
76,764
+3,041
+4% +$1.34M
MSFT icon
6
Microsoft
MSFT
$2.84T
$31.1M 2.39%
110,416
+66,346
+151% +$19.3M
HD icon
7
Home Depot
HD
$332B
$23.2M 1.78%
70,774
+30,586
+76% +$10M
BOND icon
8
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$19.8M 1.52%
178,763
+10,481
+6% +$1.17M
TMO icon
9
Thermo Fisher Scientific
TMO
$211B
$18.7M 1.44%
32,740
+9,739
+42% +$5.35M
HYZD icon
10
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$18.4M 1.42%
829,359
+50,286
+6% +$1.12M
VCSH icon
11
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$17.2M 1.32%
208,911
+20,684
+11% +$1.71M
GOOGL icon
12
Alphabet (Google) Class A
GOOGL
$3.91T
$16.6M 1.27%
123,940
-240
-0.2% -$32.7K
QQQ icon
13
Invesco QQQ Trust
QQQ
$455B
$15.8M 1.21%
44,077
+2,917
+7% +$1.07M
AMT icon
14
American Tower
AMT
$77.7B
$15.4M 1.18%
58,046
+1,459
+3% +$416K
CSM icon
15
ProShares Large Cap Core Plus
CSM
$509M
$14.3M 1.1%
285,950
+5,908
+2% +$302K
HON icon
16
Honeywell
HON
$77B
$13.1M 1.01%
65,498
+24,027
+58% +$5.12M
META icon
17
Meta Platforms (Facebook)
META
$1.51T
$12.2M 0.94%
35,914
+3,580
+11% +$1.29M
V icon
18
Visa
V
$677B
$11.3M 0.87%
50,868
+4,638
+10% +$1.09M
MNA icon
19
IQ ARB Merger Arbitrage ETF
MNA
$249M
$11.3M 0.87%
344,405
+14,511
+4% +$481K
GOOD
20
Gladstone Commercial Corp
GOOD
$627M
$10.6M 0.82%
506,102
+1,312
+0.3% +$29.4K
MRK icon
21
Merck
MRK
$324B
$10.5M 0.81%
139,622
+9,317
+7% +$709K
VZ icon
22
Verizon
VZ
$194B
$10M 0.77%
236,686
+12,982
+6% +$718K
IWP icon
23
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$9.97M 0.77%
+88,923
New +$10.2M
CCI icon
24
Crown Castle
CCI
$32.7B
$9.8M 0.75%
56,556
-412
-0.7% -$79.6K
COST icon
25
Costco
COST
$415B
$9.59M 0.74%
21,340
+938
+5% +$412K
1
2 3 4 5

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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.