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BRWM
B. Riley Wealth Management Portfolio holdings
AUM
$85.5M
1-Year Est. Return
3.46%
This Fund
S&P 500
This Quarter
Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
(+87,981%)
Cap. Flow
+$4.89M
Cap. Flow
% of AUM
0.85%
Top 10 Holdings %
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$2.95M |
| 2 |
iShares Morningstar Mid-Cap Growth ETF
IMCG
|
+$1.9M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$1.73M |
| 4 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.51M |
| 5 |
iShares US Medical Devices ETF
IHI
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$4.57M |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$2.69M |
| 3 |
Vanguard Growth ETF
VUG
|
+$2.18M |
| 4 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$1.15M |
| 5 |
ProShares Large Cap Core Plus
CSM
|
+$1.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.57% |
| 2 | Consumer Discretionary | 4.74% |
| 3 | Financials | 3.92% |
| 4 | Energy | 3.74% |
| 5 | Industrials | 3.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $29.4M | 5.13% |
362,933
-13,199
| -4% | -$1.07M |
|
|
2
Vanguard Growth ETF
VUG
$216B
| $25.3M | 4.41% |
913,080
-78,654
| -8% | -$2.18M |
|
3
Vanguard Value ETF
VTV
$189B
| $19.6M | 3.42% |
175,874
-5,724
| -3% | -$633K |
|
4
Apple
AAPL
$4.89T
| $12.8M | 2.23% |
228,708
-20,560
| -8% | -$1.07M |
|
|
5
ProShares Large Cap Core Plus
CSM
$509M
| $10.8M | 1.89% |
304,804
-31,282
| -9% | -$1.1M |
|
6
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $10.7M | 1.86% |
98,043
-1,852
| -2% | -$201K |
|
7
Amazon
AMZN
$2.5T
| $10.7M | 1.86% |
122,880
-4,520
| -4% | -$419K |
|
8
Microsoft
MSFT
$2.84T
| $10.3M | 1.8% |
74,263
-419
| -0.6% | -$57.6K |
|
9
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $10.1M | 1.77% |
99,461
+4,292
| +5% | +$436K |
|
10
Vanguard Large-Cap ETF
VV
$51.9B
| $10M | 1.74% |
73,321
+194
| +0.3% | +$26.3K |
|
11
iShares MSCI EAFE ETF
EFA
$76.4B
| $9.97M | 1.74% |
152,844
-11,587
| -7% | -$747K |
|
12
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
| $9.81M | 1.71% |
426,304
-24,478
| -5% | -$567K |
|
13
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $8.5M | 1.48% |
151,923
-2,292
| -1% | -$128K |
|
14
IQ ARB Merger Arbitrage ETF
MNA
$249M
| $8.04M | 1.4% |
250,717
-15,234
| -6% | -$485K |
|
15
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $7.56M | 1.32% |
93,937
+1,183
| +1% | +$94.6K |
|
16
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $7.39M | 1.29% |
24,892
+958
| +4% | +$283K |
|
17
Vanguard Real Estate ETF
VNQ
$39.9B
| $6.49M | 1.13% |
69,546
-6,134
| -8% | -$557K |
|
18
Home Depot
HD
$332B
| $6.3M | 1.1% |
27,134
-141
| -0.5% | -$30.8K |
|
19
iShares Core S&P 500 ETF
IVV
$876B
| $6.05M | 1.06% |
20,267
+2,108
| +12% | +$627K |
|
20
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $5.88M | 1.03% |
83,274
+1,826
| +2% | +$131K |
|
21
First Trust Preferred Securities and Income ETF
FPE
$6.3B
| $5.81M | 1.01% |
294,250
+23,543
| +9% | +$462K |
|
22
Chevron
CVX
$388B
| $5.69M | 0.99% |
47,944
+430
| +0.9% | +$52.2K |
|
23
ExxonMobil
XOM
$651B
| $5.66M | 0.99% |
80,224
+6,155
| +8% | +$445K |
|
24
Visa
V
$677B
| $5.23M | 0.91% |
30,410
-201
| -0.7% | -$35.8K |
|
25
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $5.04M | 0.88% |
27,704
-86
| -0.3% | -$16K |
|
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B. Riley Wealth Management's Q3 2019 Portfolio in Review
As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.
B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.
By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.
- B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
- B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
- B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
- B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
- B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
- B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
- B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.
Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.