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BRWM
B. Riley Wealth Management Portfolio holdings
AUM
$85.5M
1-Year Est. Return
3.46%
This Fund
S&P 500
This Quarter
Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
(+17%)
Cap. Flow
+$128M
Cap. Flow
% of AUM
26.85%
Top 10 Holdings %
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$11.8M |
| 2 |
Vanguard Large-Cap ETF
VV
|
+$9.06M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$7.45M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.69M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$5.06M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Growth ETF
IWP
|
+$3.8M |
| 2 |
Edwards Lifesciences
EW
|
+$1.74M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$1.62M |
| 4 |
iShares Russell Top 200 Growth ETF
IWY
|
+$1.61M |
| 5 |
CELG
Celgene Corp
CELG
|
+$1.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.33% |
| 2 | Financials | 4.68% |
| 3 | Consumer Discretionary | 4.35% |
| 4 | Healthcare | 4.11% |
| 5 | Communication Services | 3.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $28.2M | 5.9% |
361,177
+151,891
| +73% | +$11.8M |
|
2
Vanguard Growth ETF
VUG
$216B
| $20M | 4.2% |
894,660
-2,988
| -0.3% | -$72.4K |
|
3
Vanguard Value ETF
VTV
$189B
| $20M | 4.19% |
204,153
+4,395
| +2% | +$462K |
|
4
ProShares Large Cap Core Plus
CSM
$509M
| $10.4M | 2.18% |
342,212
+14,752
| +5% | +$489K |
|
5
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $10.1M | 2.12% |
124,289
+7,088
| +6% | +$568K |
|
|
6
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $9.77M | 2.05% |
96,757
+73,457
| +315% | +$7.45M |
|
7
Apple
AAPL
$4.89T
| $9.57M | 2.01% |
242,580
+53,568
| +28% | +$2.6M |
|
8
Amazon
AMZN
$2.5T
| $8.99M | 1.88% |
119,660
+24,900
| +26% | +$2.07M |
|
9
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
| $8.92M | 1.87% |
397,882
+37,113
| +10% | +$874K |
|
|
10
Vanguard Large-Cap ETF
VV
$51.9B
| $8.4M | 1.76% |
+73,158
| New | +$9.06M |
|
11
iShares MSCI EAFE ETF
EFA
$76.4B
| $7.63M | 1.6% |
129,758
+28,695
| +28% | +$1.79M |
|
|
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $7.51M | 1.57% |
30,032
+21,104
| +236% | +$5.69M |
|
13
Microsoft
MSFT
$2.84T
| $6.9M | 1.45% |
67,973
+42,964
| +172% | +$4.6M |
|
14
IQ ARB Merger Arbitrage ETF
MNA
$249M
| $6.82M | 1.43% |
214,977
+8,408
| +4% | +$267K |
|
15
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $6.75M | 1.42% |
145,285
+66,829
| +85% | +$3.37M |
|
|
16
Invesco QQQ Trust
QQQ
$455B
| $6.07M | 1.27% |
39,361
+30,260
| +332% | +$5.06M |
|
17
Vanguard Real Estate ETF
VNQ
$39.9B
| $5.79M | 1.21% |
77,601
+1,073
| +1% | +$84.5K |
|
18
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
| $5.63M | 1.18% |
137,394
+13,021
| +10% | +$549K |
|
19
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $5.29M | 1.11% |
22,691
+5,209
| +30% | +$1.3M |
|
20
Chevron
CVX
$388B
| $5.14M | 1.08% |
47,270
+26,028
| +123% | +$3.02M |
|
21
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $5.05M | 1.06% |
73,147
+2,194
| +3% | +$160K |
|
22
iShares Core S&P 500 ETF
IVV
$876B
| $4.48M | 0.94% |
+17,808
| New | +$4.84M |
|
|
23
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $4.34M | 0.91% |
76,360
-62,508
| -45% | -$3.8M |
|
|
SUNS
24
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $4.19M | 0.88% |
+277,358
| New | +$4.41M |
|
25
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $4.08M | 0.85% |
44,585
+2,195
| +5% | +$218K |
|
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B. Riley Wealth Management's Q4 2018 Portfolio in Review
As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Large-Cap ETF: 73,158 shares worth $8.4M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.
- B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Large-Cap ETF: 73,158 shares worth $8.4M.
- B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
- B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
- B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
- B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
- B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
- B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.
Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.