B. Riley Wealth Management’s Main Street Capital MAIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	$1.21K	Buy	31,492 +19,484	+162%	+$762K	﹤0.01%	271
2022 Q1	$512K	Buy	12,008 +1,190	+11%	+$51K	0.04%	324
2021 Q4	$485K	Buy	10,818 +3,491	+48%	+$153K	0.03%	359
2021 Q3	$301K	Buy	7,327 +533	+8%	+$22.2K	0.02%	458
2021 Q2	$279K	Sell	6,794 -1,596	-19%	-$66.3K	0.03%	327
2021 Q1	$328K	Buy	8,390 +896	+12%	+$31.5K	0.04%	285
2020 Q4	$242K	Sell	7,494 -17,228	-70%	-$529K	0.03%	300
2020 Q3	$731K	Buy	+24,722	New	+$757K	0.09%	179
2020 Q2	–	Sell	-14,692	Closed	-$301K	–	503
2020 Q1	$301K	Buy	+14,692	New	+$550K	0.03%	357
2016 Q1	–	Sell	-17,477	Closed	-$508K	–	153
2015 Q4	$508K	Sell	17,477 -7,849	-31%	-$236K	0.65%	44
2015 Q3	$675K	Sell	25,326 -2,741	-10%	-$81K	0.96%	25
2015 Q2	$895K	Sell	28,067 -8,355	-23%	-$261K	0.71%	25
2015 Q1	$1.13M	Buy	36,422 +31	+0.1%	+$934	0.85%	14
2014 Q4	$1.06M	Sell	36,391 -2,134	-6%	-$65.9K	0.87%	21
2014 Q3	$1.18M	Sell	38,525 -1,452	-4%	-$46.4K	0.88%	15
2014 Q2	$1.32M	Buy	39,977 +9,451	+31%	+$297K	0.85%	15
2014 Q1	$1M	Buy	+30,526	New	+$1.04M	0.74%	20