B. Riley Wealth Management’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

B. Riley Wealth Management’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$1.66M	Buy	47,094 +764	+2%	+$25K	2.48%	7
2015 Q4	$1.58M	Sell	46,330 -2,223	-5%	-$78K	2.02%	9
2015 Q3	$1.66M	Buy	48,553 +25,264	+108%	+$910K	2.36%	7
2015 Q2	$850K	Sell	23,289 -807	-3%	-$29.8K	0.68%	26
2015 Q1	$898K	Buy	24,096 +20,404	+553%	+$737K	0.68%	25
2014 Q4	$132K	Sell	3,692 -43,681	-92%	-$1.47M	0.11%	222
2014 Q3	$1.53M	Buy	47,373 +45,984	+3,311%	+$1.53M	1.14%	9
2014 Q2	$46K	Buy	1,389 +700	+102%	+$22.3K	0.03%	477
2014 Q1	$22K	Buy	+689	New	+$21.8K	0.02%	614

Other funds holding FXD

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return