B. Riley Wealth Management’s Allspring Global Dividend Opportunity Fund EOD Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q3
Sell
-500
Closed -$3K 309
2015
Q2
$3K Hold
500
﹤0.01% 916
2015
Q1
$3K Hold
500
﹤0.01% 920
2014
Q4
$3K Hold
500
﹤0.01% 898
2014
Q3
$4K Hold
500
﹤0.01% 922
2014
Q2
$4K Hold
500
﹤0.01% 956
2014
Q1
$4K Buy
+500
New +$4K ﹤0.01% 903