B. Riley Wealth Management’s NUVEEN DIV ADV MUNI FD-2 NXZ Stock Holding History

B. Riley Wealth Management’s Portfolio NXZ Stock Details NXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,088	Closed	-$14K	–	979
2015 Q2	$14K	Buy	1,088 +11	+1%	+$152	0.01%	683
2015 Q1	$15K	Buy	1,077 +357	+50%	+$5.1K	0.01%	682
2014 Q4	$10K	Buy	720 +310	+76%	+$4.36K	0.01%	743
2014 Q3	$5K	Buy	410 +6	+1%	+$83	﹤0.01%	915
2014 Q2	$5K	Buy	404 +4	+1%	+$56	﹤0.01%	949
2014 Q1	$5K	Buy	+400	New	+$5.38K	﹤0.01%	898

Other funds holding NXZ

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NCM

Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return

LSA

Liberty Street Advisors New York $41.4M AUM 34.47% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Management's NXZ Position: Q3 2015 in Review

B. Riley Wealth Management sold out of NUVEEN DIV ADV MUNI FD-2 (NXZ) in Q3 2015, closing a stake of 1,088 shares — an estimated $14K sold.

B. Riley Wealth Management first reported a position in NXZ in Q1 2014 and held it in 6 quarters. The position peaked at $15K in Q1 2015. 59 funds tracked by Wall St. Rank hold NXZ as of Q3 2015.

B. Riley Wealth Management reported no remaining NUVEEN DIV ADV MUNI FD-2 position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,088 NUVEEN DIV ADV MUNI FD-2 shares in Q3 2015, an estimated $14K.
B. Riley Wealth Management first reported a position in NUVEEN DIV ADV MUNI FD-2 in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's NUVEEN DIV ADV MUNI FD-2 position peaked at $15K in Q1 2015.
59 funds tracked by Wall St. Rank held NUVEEN DIV ADV MUNI FD-2 as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.