B. Riley Wealth Management’s BlackRock TCP Capital TCPC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,000	Closed	-$16K	–	1093
2014 Q4	$16K	Buy	1,000 +904	+942%	+$14.5K	0.01%	648
2014 Q3	$5K	Sell	96 -904	-90%	-$47.1K	﹤0.01%	907
2014 Q2	$18K	Sell	1,000 -2,000	-67%	-$36K	0.01%	687
2014 Q1	$50K	Buy	+3,000	New	+$50K	0.04%	442