B. Riley Wealth Management’s Nuveen New York Tax-Free Income Portfolio NXN Stock Holding History

B. Riley Wealth Management’s Portfolio NXN Stock Details NXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-400	Closed	-$5K	–	559
2015 Q2	$5K	Hold	400	–	–	﹤0.01%	858
2015 Q1	$5K	Hold	400	–	–	﹤0.01%	865
2014 Q4	$5K	Hold	400	–	–	﹤0.01%	850
2014 Q3	$5K	Hold	400	–	–	﹤0.01%	903
2014 Q2	$5K	Hold	400	–	–	﹤0.01%	940
2014 Q1	$5K	Buy	+400	New	+$5.39K	﹤0.01%	888

Other funds holding NXN

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

RWM

Rezny Wealth Management Fort Myers, Florida $579M AUM 34.89% 1-Year Est. Return

B. Riley Wealth Management's NXN Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Nuveen New York Tax-Free Income Portfolio (NXN) in Q3 2015, closing a stake of 400 shares — an estimated $5K sold.

B. Riley Wealth Management first reported a position in NXN in Q1 2014 and held it in 6 quarters. The position peaked at $5K in Q2 2015. 10 funds tracked by Wall St. Rank hold NXN as of Q3 2015.

B. Riley Wealth Management reported no remaining Nuveen New York Tax-Free Income Portfolio position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 400 Nuveen New York Tax-Free Income Portfolio shares in Q3 2015, an estimated $5K.
B. Riley Wealth Management first reported a position in Nuveen New York Tax-Free Income Portfolio in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Nuveen New York Tax-Free Income Portfolio position peaked at $5K in Q2 2015.
10 funds tracked by Wall St. Rank held Nuveen New York Tax-Free Income Portfolio as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.