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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
401
iShares Russell 2000 ETF
IWM
$79.8B
$49K 0.04%
413
-1,074
-72% -$123K
LVLT
402
DELISTED
Level 3 Communications Inc
LVLT
$49K 0.04%
1,000
– –
UNH icon
403
UnitedHealth
UNH
$376B
$48K 0.04%
475
-100
-17% -$9.48K
ACWV icon
404
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
$47K 0.04%
690
– –
IAU icon
405
iShares Gold Trust
IAU
$62.9B
$46K 0.04%
2,015
– –
NGS icon
406
Natural Gas Services Group
NGS
$472M
$46K 0.04%
2,000
– –
EXC icon
407
Exelon
EXC
$47.2B
$45K 0.04%
1,715
-565
-25% -$14.5K
JAZZ icon
408
Jazz Pharmaceuticals
JAZZ
$15.9B
$45K 0.04%
275
-25
-8% -$4.15K
LUMN icon
409
Lumen
LUMN
$6.57B
$45K 0.04%
1,148
+500
+77% +$20K
MTZ icon
410
MasTec
MTZ
$21.1B
$45K 0.04%
2,010
-500
-20% -$12.4K
AXE
411
DELISTED
Anixter International Inc
AXE
$44K 0.04%
500
– –
WES icon
412
Western Midstream Partners
WES
$19.2B
$43K 0.04%
720
-2,280
-76% -$137K
XSD icon
413
State Street SPDR S&P Semiconductor ETF
XSD
$2.72B
$43K 0.04%
1,100
– –
BBG
414
DELISTED
Bill Barrett Corp
BBG
$43K 0.04%
3,850
-12,800
-77% -$169K
GEL icon
415
Genesis Energy
GEL
$1.87B
$42K 0.03%
1,000
-3,280
-77% -$151K
IT icon
416
Gartner
IT
$10.1B
$42K 0.03%
500
– –
PCY icon
417
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$42K 0.03%
1,508
– –
TEX icon
418
Terex
TEX
$7.18B
$42K 0.03%
1,540
+1,290
+516% +$36.9K
XNTK icon
419
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
$42K 0.03%
828
– –
XRT icon
420
State Street SPDR S&P Retail ETF
XRT
$449M
$42K 0.03%
876
– –
CB icon
421
Chubb
CB
$135B
$41K 0.03%
364
– –
CNI icon
422
Canadian National Railway
CNI
$76.9B
$41K 0.03%
601
– –
IEF icon
423
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$41K 0.03%
393
– –
IWR icon
424
iShares Russell Mid-Cap ETF
IWR
$56B
$41K 0.03%
1,000
– –
CHK.PRD
425
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$41K 0.03%
460
– –
15 16
17
18 19

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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.