B. Riley Wealth Management’s State Street SPDR NYSE Technology ETF XNTK Stock Holding History

B. Riley Wealth Management’s Portfolio XNTK Stock Details XNTK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-828	Closed	-$41K	–	772
2015 Q2	$41K	Hold	828	–	–	0.03%	455
2015 Q1	$41K	Hold	828	–	–	0.03%	441
2014 Q4	$42K	Hold	828	–	–	0.03%	420
2014 Q3	$40K	Hold	828	–	–	0.03%	457
2014 Q2	$39K	Sell	828 -216	-21%	-$9.95K	0.03%	517
2014 Q1	$48K	Buy	+1,044	New	+$47.6K	0.04%	452

Other funds holding XNTK

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CCT

Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

B. Riley Wealth Management's XNTK Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR NYSE Technology ETF (XNTK) in Q3 2015, closing a stake of 828 shares — an estimated $41K sold.

B. Riley Wealth Management first reported a position in XNTK in Q1 2014 and held it in 6 quarters. The position peaked at $48K in Q1 2014. 44 funds tracked by Wall St. Rank hold XNTK as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR NYSE Technology ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 828 State Street SPDR NYSE Technology ETF shares in Q3 2015, an estimated $41K.
B. Riley Wealth Management first reported a position in State Street SPDR NYSE Technology ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's State Street SPDR NYSE Technology ETF position peaked at $48K in Q1 2014.
44 funds tracked by Wall St. Rank held State Street SPDR NYSE Technology ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.