B. Riley Wealth Management’s Canadian National Railway CNI Stock Holding History

B. Riley Wealth Management’s Portfolio CNI Stock Details CNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-601	Closed	-$34K	–	245
2015 Q2	$34K	Hold	601	–	–	0.03%	498
2015 Q1	$40K	Hold	601	–	–	0.03%	443
2014 Q4	$41K	Hold	601	–	–	0.03%	423
2014 Q3	$42K	Hold	601	–	–	0.03%	451
2014 Q2	$39K	Buy	601 +1	+0.2%	+$59	0.03%	513
2014 Q1	$34K	Buy	+600	New	+$33.1K	0.03%	520

Other funds holding CNI

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Caisse de Depot et Placement du Quebec (CDPQ) Montreal, Quebec, Canada $70.2B AUM 30.95% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $62.3B AUM 44.64% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

JFL

Jarislowsky, Fraser Ltd Montreal, Quebec, Canada $18.2B AUM 22.04% 1-Year Est. Return

B. Riley Wealth Management's CNI Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Canadian National Railway (CNI) in Q3 2015, closing a stake of 601 shares — an estimated $34K sold.

B. Riley Wealth Management first reported a position in CNI in Q1 2014 and held it in 6 quarters. The position peaked at $42K in Q3 2014. 495 funds tracked by Wall St. Rank hold CNI as of Q3 2015.

B. Riley Wealth Management reported no remaining Canadian National Railway position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 601 Canadian National Railway shares in Q3 2015, an estimated $34K.
B. Riley Wealth Management first reported a position in Canadian National Railway in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Canadian National Railway position peaked at $42K in Q3 2014.
495 funds tracked by Wall St. Rank held Canadian National Railway as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.