B. Riley Wealth Management’s State Street SPDR S&P Semiconductor ETF XSD Stock Holding History

B. Riley Wealth Management’s Portfolio XSD Stock Details XSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-700	Closed	-$30K	–	775
2015 Q2	$30K	Hold	700	–	–	0.02%	529
2015 Q1	$30K	Sell	700 -400	-36%	-$16.8K	0.02%	522
2014 Q4	$43K	Hold	1,100	–	–	0.04%	414
2014 Q3	$40K	Hold	1,100	–	–	0.03%	458
2014 Q2	$41K	Buy	1,100 +116	+12%	+$4.05K	0.03%	506
2014 Q1	$34K	Buy	+984	New	+$31.6K	0.03%	527

Other funds holding XSD

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

BCM

Barometer Capital Management Toronto, Ontario, Canada $292M AUM 86.78% 1-Year Est. Return

B. Riley Wealth Management's XSD Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR S&P Semiconductor ETF (XSD) in Q3 2015, closing a stake of 700 shares — an estimated $30K sold.

B. Riley Wealth Management first reported a position in XSD in Q1 2014 and held it in 6 quarters. The position peaked at $43K in Q4 2014. 41 funds tracked by Wall St. Rank hold XSD as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR S&P Semiconductor ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 700 State Street SPDR S&P Semiconductor ETF shares in Q3 2015, an estimated $30K.
B. Riley Wealth Management first reported a position in State Street SPDR S&P Semiconductor ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's State Street SPDR S&P Semiconductor ETF position peaked at $43K in Q4 2014.
41 funds tracked by Wall St. Rank held State Street SPDR S&P Semiconductor ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.