B. Riley Wealth Management’s Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock CHK.PRD Stock Holding History

B. Riley Wealth Management’s Portfolio CHK.PRD Stock Details CHK.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-400	Closed	-$29K	–	866
2015 Q2	$29K	Buy	400 +25	+7%	+$2.13K	0.02%	537
2015 Q1	$32K	Sell	375 -85	-18%	-$7.61K	0.02%	507
2014 Q4	$41K	Hold	460	–	–	0.03%	426
2014 Q3	$44K	Sell	460 -350	-43%	-$33.5K	0.03%	440
2014 Q2	$78K	Hold	810	–	–	0.05%	392
2014 Q1	$74K	Buy	+810	New	+$74.1K	0.05%	378

Other funds holding CHK.PRD

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

PCM

Palouse Capital Management Spokane, Washington $160M AUM 36.15% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

B. Riley Wealth Management's CHK.PRD Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock (CHK.PRD) in Q3 2015, closing a stake of 400 shares — an estimated $29K sold.

B. Riley Wealth Management first reported a position in CHK.PRD in Q1 2014 and held it in 6 quarters. The position peaked at $78K in Q2 2014. 27 funds tracked by Wall St. Rank hold CHK.PRD as of Q3 2015.

B. Riley Wealth Management reported no remaining Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 400 Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock shares in Q3 2015, an estimated $29K.
B. Riley Wealth Management first reported a position in Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock position peaked at $78K in Q2 2014.
27 funds tracked by Wall St. Rank held Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.