B. Riley Wealth Management’s iShares MSCI Global Min Vol Factor ETF ACWV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-19,971	Closed	-$1.35M	–	419
2020 Q2	$1.35M	Buy	19,971 +5,508	+38%	+$477K	0.15%	135
2020 Q1	$1.16M	Hold	14,463	–	–	0.12%	155
2019 Q4	$1.39M	Hold	14,463	–	–	0.21%	111
2019 Q3	$1.37M	Hold	14,463	–	–	0.24%	95
2019 Q2	$1.33K	Sell	14,463 -696	-5%	-$62.8K	0.2%	97
2019 Q1	$1.36M	Hold	15,159	–	–	0.24%	95
2018 Q4	$1.23M	Buy	+15,159	New	+$1.28M	0.26%	91
2015 Q3	–	Sell	-740	Closed	-$51K	–	148
2015 Q2	$51K	Sell	740 -150	-17%	-$10.9K	0.04%	400
2015 Q1	$63K	Buy	890 +200	+29%	+$14.2K	0.05%	375
2014 Q4	$47K	Hold	690	–	–	0.04%	405
2014 Q3	$46K	Buy	690 +40	+6%	+$2.69K	0.03%	428
2014 Q2	$43K	Buy	650 +450	+225%	+$29.6K	0.03%	491
2014 Q1	$13K	Buy	+200	New	+$12.5K	0.01%	708