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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.43B
AUM Growth
-$1.48B
Cap. Flow
-$5.07B
Cap. Flow %
-93.37%
Top 10 Hldgs %
17.09%
Holding
384
New
100
Increased
13
Reduced
16
Closed
79

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$13.8M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$12.5M
3
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
+$7.94M
4
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$7.14M
5
SRCLP
Stericycle, Inc
SRCLP
+$6.34M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$70.3M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$50.1M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$26.5M
4
BDC.PRB
Belden Inc.
BDC.PRB
+$23.3M
5
DCUC
Dominion Energy, Inc.
DCUC
+$17.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0.61%
2 Healthcare 0.41%
3 Financials 0.33%
4 Consumer Discretionary 0.24%
5 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATW
126
PUT
DELISTED
Atwood Oceanics
ATW
$4K ﹤0.01%
+250
New +$2.46K
AAL icon
127
CALL
American Airlines Group
AAL
$10.6B
$3K ﹤0.01%
+300
New +$13.1K
FOLD
128
CALL
DELISTED
Amicus Therapeutics
FOLD
$3K ﹤0.01%
+500
New +$3.46K
MSFT icon
129
CALL
Microsoft
MSFT
$3.71T
$3K ﹤0.01%
+300
New +$18K
RF icon
130
PUT
Regions Financial
RF
$26.8B
$3K ﹤0.01%
+400
New +$4.94K
YHOO
131
CALL
DELISTED
Yahoo Inc
YHOO
$3K ﹤0.01%
500
-2,300
-82% -$94.3K
MT icon
132
CALL
ArcelorMittal
MT
$55.3B
$2K ﹤0.01%
+333
New +$7.09K
CLVS
133
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$2K ﹤0.01%
150
-50
-25% -$1.76K
DIA icon
134
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$1K ﹤0.01%
+500
New +$94.3K
FCX icon
135
CALL
Freeport-McMoran
FCX
$97.5B
$1K ﹤0.01%
+600
New +$7.68K
GLNG icon
136
PUT
Golar LNG
GLNG
$5.13B
$1K ﹤0.01%
+250
New +$5.82K
TOL icon
137
CALL
Toll Brothers
TOL
$14.5B
$1K ﹤0.01%
+100
New +$2.96K
WBMD
138
CALL
DELISTED
WebMD Health Corp.
WBMD
$1K ﹤0.01%
+100
New +$5.17K
ALLY icon
139
PUT
Ally Financial
ALLY
$13.3B
– –
-300
Closed -$4K
APA icon
140
APA Corp
APA
$13.2B
– –
-10,000
Closed -$639K
BMRN icon
141
BioMarin Pharmaceuticals
BMRN
$12.4B
– –
-3,450
Closed -$297K
BMY icon
142
Bristol-Myers Squibb
BMY
$132B
– –
-90,000
Closed -$4.85M
CIEN icon
143
Ciena
CIEN
$58.4B
– –
-30,000
Closed -$654K
CMA
144
DELISTED
Comerica
CMA
– –
-31,000
Closed -$1.47M
CMA
145
PUT
DELISTED
Comerica
CMA
– –
-200
Closed -$20K
CNX icon
146
CNX Resources
CNX
$5.2B
– –
-36,000
Closed -$576K
CNX icon
147
PUT
CNX Resources
CNX
$5.2B
– –
-240
Closed -$4K
CX icon
148
PUT
Cemex
CX
$16.3B
– –
-1,040
Closed -$10K
D icon
149
Dominion Energy
D
$59.3B
– –
-45,000
Closed -$3.34M
DB icon
150
CALL
Deutsche Bank
DB
$71.5B
– –
-1,232
Closed -$169K
4 5
6
7 8

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Advent Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Advent Capital Management held 384 positions worth $5.43B, down 21% from $6.92B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advent Capital Management withdrew a net $5.07B in Q4 2016, closing 79 positions and reducing 16 holdings. Its most notable exit was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock, an estimated $50.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.61% of assets, up from 0.13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advent Capital Management opened a new position in Arconic Inc. worth $11.9M.

  • Advent Capital Management's largest Q4 2016 buy was Arconic Inc.: 393,670 shares worth $11.9M.
  • Advent Capital Management added most to Dominion Energy, Inc 2016 Series A Corporate Units in Q4 2016, an estimated $13.8M increase.
  • Advent Capital Management's biggest Q4 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $70.3M.
  • Advent Capital Management fully exited Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q4 2016, selling an estimated $50.1M.
  • Advent Capital Management's ten largest holdings make up 17% of its $5.43B portfolio in Q4 2016.
  • Advent Capital Management opened 100 new positions and closed 79 in Q4 2016.
  • Advent Capital Management's portfolio value fell 21% quarter-over-quarter to $5.43B.

Based on Advent Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.