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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.98%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93

Top Buys

Rank Stock Value
1
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Healthcare 0.47%
2 Consumer Discretionary 0.38%
3 Financials 0.28%
4 Industrials 0.24%
5 Technology 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
126
CALL
Macy's
M
$6.68B
$4K ﹤0.01%
+350
New +$15.2K
IMMU
127
CALL
DELISTED
Immunomedics Inc
IMMU
$4K ﹤0.01%
500
-950
-66% -$2.65K
YHOO
128
PUT
DELISTED
Yahoo Inc
YHOO
$4K ﹤0.01%
1,110
-240
-18% -$8.01K
SPWR
129
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
+764
New +$12.8K
BKHU
130
DELISTED
Black Hills Corporation
BKHU
$3K ﹤0.01%
+59
New +$3.11K
ATML
131
CALL
DELISTED
ATMEL CORP
ATML
$3K ﹤0.01%
500
-300
-38% -$2.52K
TWTR
132
CALL
DELISTED
Twitter, Inc.
TWTR
$2K ﹤0.01%
2,000
+900
+82% +$24K
SPLS
133
CALL
DELISTED
Staples Inc
SPLS
$2K ﹤0.01%
1,000
– –
QIHU
134
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$2K ﹤0.01%
300
-100
-25% -$6.3K
CIEN icon
135
PUT
Ciena
CIEN
$58.4B
$1K ﹤0.01%
+150
New +$3.45K
PFE icon
136
PUT
Pfizer
PFE
$153B
$1K ﹤0.01%
+369
New +$11.6K
SPY icon
137
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$1K ﹤0.01%
745
-1,005
-57% -$206K
TEVA icon
138
PUT
Teva Pharmaceuticals
TEVA
$41.2B
$1K ﹤0.01%
+150
New +$9.27K
P
139
PUT
DELISTED
Pandora Media Inc
P
$1K ﹤0.01%
+300
New +$4.47K
AA icon
140
CALL
Alcoa
AA
$13.2B
– –
-416
Closed -$10K
AAL icon
141
American Airlines Group
AAL
$10.6B
– –
-100,000
Closed -$3.88M
AAPL icon
142
Apple
AAPL
$4.57T
– –
-200,000
Closed -$5.51M
AAPL icon
143
PUT
Apple
AAPL
$4.57T
– –
-1,200
Closed -$2K
ABBV icon
144
AbbVie
ABBV
$435B
– –
-22,274
Closed -$1.21M
AGEN
145
Agenus
AGEN
$290M
– –
-1,529
Closed -$138K
AKAM icon
146
CALL
Akamai
AKAM
$15.9B
– –
-500
Closed -$5K
AL
147
DELISTED
Air Lease Corp
AL
– –
-32,902
Closed -$1.09M
BBH icon
148
CALL
VanEck Biotech ETF
BBH
$422M
– –
-60
Closed -$11K
BKD icon
149
Brookdale Senior Living
BKD
$3.4B
– –
-6,400
Closed -$147K
BMY icon
150
CALL
Bristol-Myers Squibb
BMY
$132B
– –
-250
Closed -$17K
4 5
6
7 8

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Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.47% of assets, down from 0.54% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.