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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.19%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.41B
AUM Growth
+$263M
Cap. Flow
-$4.4B
Cap. Flow %
-81.42%
Top 10 Hldgs %
21.88%
Holding
306
New
35
Increased
15
Reduced
36
Closed
38

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$19.2M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$15.6M
3
PCGU
PG&E Corporation
PCGU
+$11.5M
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$7.58M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.45M

Top Sells

Rank Stock Value
1
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$6.98M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.21M
3
NVDA icon
NVIDIA
NVDA
+$4.8M
4
DOV icon
Dover
DOV
+$3.77M
5
EAT icon
Brinker International
EAT
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.54%
2 Utilities 0.44%
3 Industrials 0.32%
4 Financials 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
101
PUT
American Airlines Group
AAL
$10.6B
– –
-5,000
Closed -$92K
BABA icon
102
CALL
Alibaba
BABA
$308B
– –
-300
Closed -$129K
CAT icon
103
Caterpillar
CAT
$387B
– –
-10,500
Closed -$2.29M
VISN
104
Vistance Networks Inc
VISN
$2.52B
– –
-80,000
Closed -$1.71M
CSCO icon
105
Cisco
CSCO
$479B
– –
-5,000
Closed -$265K
DOV icon
106
Dover
DOV
$28.4B
– –
-25,000
Closed -$3.77M
DOW icon
107
Dow Inc
DOW
$21.2B
– –
-45,000
Closed -$2.85M
EAT icon
108
Brinker International
EAT
$9.66B
– –
-55,000
Closed -$3.4M
F icon
109
CALL
Ford
F
$55.7B
– –
-1,000
Closed -$17K
LRCX icon
110
Lam Research
LRCX
$390B
– –
-23,990
Closed -$1.56M
LVS icon
111
Las Vegas Sands
LVS
$29.6B
– –
-50,000
Closed -$2.63M
MDT icon
112
Medtronic
MDT
$112B
– –
-25,000
Closed -$3.1M
MRVL icon
113
Marvell Technology
MRVL
$196B
– –
-78
Closed -$5K
NCLH icon
114
Norwegian Cruise Line
NCLH
$8.84B
– –
-1,800
Closed -$53K
NVDA icon
115
NVIDIA
NVDA
$5.42T
– –
-240,000
Closed -$4.8M
QTWO icon
116
Q2 Holdings
QTWO
$3.92B
– –
-5,000
Closed -$513K
SEDG icon
117
CALL
SolarEdge
SEDG
$1.95B
– –
-50
Closed -$46K
SIRI icon
118
SiriusXM
SIRI
$10.1B
– –
-4,000
Closed -$262K
TDOC icon
119
CALL
Teladoc Health
TDOC
$1.3B
– –
-230
Closed -$151K
TDOC icon
120
Teladoc Health
TDOC
$1.3B
– –
-18,300
Closed -$3.04M
XSLV icon
121
CALL
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
– –
-500
Closed -$46K
Z icon
122
CALL
Zillow
Z
$7.56B
– –
-100
Closed -$20K
GAP
123
CALL
The Gap Inc
GAP
$7.37B
– –
-500
Closed -$50K
GAP
124
The Gap Inc
GAP
$7.37B
– –
-20,000
Closed -$673K
GAP
125
PUT
The Gap Inc
GAP
$7.37B
– –
-200
Closed -$3K
2 3 4
5
6

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Advent Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advent Capital Management held 306 positions worth $5.41B, up 5.1% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $4.4B in Q3 2021, closing 38 positions and reducing 36 holdings. Its most notable exit was American Electric Power Company, Inc. Corporate Unit, an estimated $6.98M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.54% of assets, up from 0.29% a quarter earlier, followed by Utilities and Industrials.

Against the trend, Advent Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $18.3M.

  • Advent Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 166,000 shares worth $18.3M.
  • Advent Capital Management added most to NiSource Inc. Series A Corporate Units in Q3 2021, an estimated $15.6M increase.
  • Advent Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $5.21M.
  • Advent Capital Management fully exited American Electric Power Company, Inc. Corporate Unit in Q3 2021, selling an estimated $6.98M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.41B portfolio in Q3 2021.
  • Advent Capital Management opened 35 new positions and closed 38 in Q3 2021.
  • Advent Capital Management's portfolio value rose 5.1% quarter-over-quarter to $5.41B.

Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.