ACM

Advent Capital Management Portfolio holdings

AUM $4.55B
1-Year Return 1.37%
This Quarter Return
+0.27%
1 Year Return
+1.37%
3 Year Return
+2.01%
5 Year Return
+3.07%
10 Year Return
+4.31%
AUM
$5.14B
AUM Growth
+$501M
Cap. Flow
-$4.08B
Cap. Flow %
-79.43%
Top 10 Hldgs %
23.31%
Holding
308
New
18
Increased
17
Reduced
15
Closed
25

Top Buys

1
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$35.7M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$9.89M
3
AESC
The AES Corporation
AESC
$7.24M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$7.21M
5
EAT icon
Brinker International
EAT
$3.4M

Top Sells

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$16.6M
2
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$11M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$10.9M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$10.3M
5
DOCU icon
DocuSign
DOCU
$5.76M

Sector Composition

1 Utilities 0.52%
2 Industrials 0.41%
3 Technology 0.34%
4 Materials 0.3%
5 Consumer Discretionary 0.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ETSY icon
101
Etsy
ETSY
$5.17B
– –
-45
Closed -$9K
EXAS icon
102
Exact Sciences
EXAS
$9.73B
– –
-39
Closed -$5K
F icon
103
Ford
F
$46.5B
– –
0
– –
LUV icon
104
Southwest Airlines
LUV
$16.3B
– –
-7,000
Closed -$427K
MLM icon
105
Martin Marietta Materials
MLM
$37.3B
– –
-8,000
Closed -$2.69M
NIO icon
106
NIO
NIO
$13.8B
– –
0
– –
OEF icon
107
iShares S&P 100 ETF
OEF
$22.2B
– –
0
– –
ON icon
108
ON Semiconductor
ON
$19.7B
– –
-51
Closed -$2K
PENN icon
109
PENN Entertainment
PENN
$2.87B
– –
-25,000
Closed -$2.62M
PTON icon
110
Peloton Interactive
PTON
$3.31B
– –
-1,600
Closed -$180K
RIG icon
111
Transocean
RIG
$2.92B
– –
-97
Closed –
SEDG icon
112
SolarEdge
SEDG
$2.03B
– –
0
– –
SLAB icon
113
Silicon Laboratories
SLAB
$4.43B
– –
-4
Closed -$1K
URI icon
114
United Rentals
URI
$62.1B
– –
-5,151
Closed -$1.7M
VRTX icon
115
Vertex Pharmaceuticals
VRTX
$102B
– –
-15,000
Closed -$3.22M
WDAY icon
116
Workday
WDAY
$61.7B
– –
-7
Closed -$2K
XSLV icon
117
Invesco S&P SmallCap Low Volatility ETF
XSLV
$264M
– –
0
– –
Z icon
118
Zillow
Z
$20.3B
– –
0
– –
ADERW
119
DELISTED
26 Capital Acquisition Corp. Warrant
ADERW
– –
-12,499
Closed -$10K
PCGU
120
DELISTED
PG&E Corporation
PCGU
– –
-44
Closed -$5K
SJI
121
DELISTED
South Jersey Industries, Inc.
SJI
– –
-31,000
Closed -$700K
LMACW
122
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
– –
-8,000
Closed -$24K
AUS.U
123
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
– –
-50,000
Closed -$502K
ZNGA
124
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
0
– –
DCRNU
125
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
– –
-20,000
Closed -$201K
2 3 4
5
6