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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.98%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93

Top Buys

Rank Stock Value
1
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Healthcare 0.47%
2 Consumer Discretionary 0.38%
3 Financials 0.28%
4 Industrials 0.24%
5 Technology 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
101
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
$17K ﹤0.01%
+1,100
New +$27.6K
SNDK
102
PUT
DELISTED
SANDISK CORP
SNDK
$17K ﹤0.01%
+300
New +$22K
MNKD icon
103
CALL
MannKind Corp
MNKD
$1.32B
$16K ﹤0.01%
+200
New +$2.46K
HTWR
104
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$15K ﹤0.01%
300
-1,206
-80% -$56.7K
CALY
105
PUT
Callaway Golf Company
CALY
$3.14B
$14K ﹤0.01%
+500
New +$4.81K
DIS icon
106
CALL
Walt Disney
DIS
$181B
$13K ﹤0.01%
+150
New +$16.7K
HLT icon
107
CALL
Hilton Worldwide
HLT
$71.5B
$13K ﹤0.01%
+167
New +$11.9K
SUNE
108
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$13K ﹤0.01%
2,250
+250
+13% +$1.53K
HST icon
109
PUT
Host Hotels & Resorts
HST
$16B
$12K ﹤0.01%
300
– –
CLVS
110
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$10K ﹤0.01%
+850
New +$54.8K
CIE
111
PUT
DELISTED
Cobalt International Energy, Inc
CIE
$10K ﹤0.01%
+67
New +$7.38K
SONY icon
112
CALL
Sony
SONY
$138B
$9K ﹤0.01%
3,750
– –
VTRS icon
113
CALL
Viatris
VTRS
$18.9B
$9K ﹤0.01%
+245
New +$11.8K
SDRL
114
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
$8K ﹤0.01%
+6
New +$9.4K
CAT icon
115
CALL
Caterpillar
CAT
$387B
$7K ﹤0.01%
+250
New +$17.5K
MAR icon
116
CALL
Marriott International
MAR
$92.3B
$7K ﹤0.01%
+200
New +$14.5K
MAR icon
117
PUT
Marriott International
MAR
$92.3B
$7K ﹤0.01%
+150
New +$10.9K
VIAV icon
118
PUT
Viavi Solutions
VIAV
$9.66B
$7K ﹤0.01%
+500
New +$3.03K
AL
119
CALL
DELISTED
Air Lease Corp
AL
$5K ﹤0.01%
+175
New +$5.8K
AL
120
PUT
DELISTED
Air Lease Corp
AL
$5K ﹤0.01%
+260
New +$8.62K
CLH icon
121
CALL
Clean Harbors
CLH
$16.3B
$5K ﹤0.01%
240
– –
FNF icon
122
CALL
Fidelity National Financial
FNF
$13.5B
$5K ﹤0.01%
+288
New +$7.03K
YHOO
123
CALL
DELISTED
Yahoo Inc
YHOO
$5K ﹤0.01%
900
-2,078
-70% -$69.3K
ACAS
124
CALL
DELISTED
American Capital Ltd
ACAS
$5K ﹤0.01%
750
+450
+150% +$6.15K
ALLY icon
125
PUT
Ally Financial
ALLY
$13.3B
$4K ﹤0.01%
+200
New +$3.96K
3 4
5
6 7

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Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.47% of assets, down from 0.54% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.