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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+1.38%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.95B
AUM Growth
+$543M
Cap. Flow
-$4.04B
Cap. Flow %
-67.96%
Top 10 Hldgs %
21.34%
Holding
318
New
55
Increased
14
Reduced
16
Closed
33

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$197M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$113M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$98M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$62.7M
5
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$43.6M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$6.09M
2
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$5.32M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.86M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.35M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$4.25M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.5%
2 Utilities 0.39%
3 Healthcare 0.29%
4 Financials 0.21%
5 Energy 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHHCU
76
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$661K 0.01%
67,000
– –
NCLH icon
77
PUT
Norwegian Cruise Line
NCLH
$8.84B
$633K 0.01%
+30,500
New +$729K
FACA.U
78
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$549K 0.01%
54,600
– –
FIACU
79
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$503K 0.01%
+50,000
New +$504K
SYM icon
80
Symbotic
SYM
$5.22B
$500K 0.01%
+50,000
New +$498K
JWSM.U
81
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$465K 0.01%
46,400
– –
SPGS.U
82
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$460K 0.01%
46,500
– –
TDOC icon
83
Teladoc Health
TDOC
$1.3B
$459K 0.01%
+5,000
New +$598K
LGACU
84
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$458K 0.01%
46,300
– –
COLIU
85
DELISTED
Colicity Inc. Units
COLIU
$456K 0.01%
45,900
– –
ASZ.U
86
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$453K 0.01%
45,300
– –
AUS
87
DELISTED
Austerlitz Acquisition Corporation I
AUS
$453K 0.01%
46,700
-11,675
-20% -$115K
SLDP icon
88
Solid Power
SLDP
$532M
$437K 0.01%
+50,000
New +$494K
BCSAU
89
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
$404K 0.01%
+40,000
New +$406K
LMACA
90
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$404K 0.01%
39,330
– –
LAC
91
DELISTED
Lithium Americas Corp. Common Shares
LAC
$396K 0.01%
+13,600
New +$407K
SPAQ
92
DELISTED
Spartan Acquisition Corp. III
SPAQ
$361K 0.01%
36,600
– –
SLDP icon
93
PUT
Solid Power
SLDP
$532M
$350K 0.01%
+40,000
New +$395K
VMGAU
94
DELISTED
VMG Consumer Acquisition Corp. Unit
VMGAU
$304K 0.01%
+30,000
New +$303K
UTAAU
95
DELISTED
UTA Acquisition Corporation Units
UTAAU
$303K 0.01%
+30,000
New +$301K
MIDD icon
96
Middleby
MIDD
$6.08B
$301K 0.01%
1,530
– –
FSSIU
97
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$270K ﹤0.01%
27,000
– –
LGSTU
98
DELISTED
Semper Paratus Acquisition Corporation Unit
LGSTU
$252K ﹤0.01%
+25,000
New +$252K
ADER
99
DELISTED
26 Capital Acquisition Corp
ADER
$231K ﹤0.01%
23,437
– –
VTNR
100
CALL
DELISTED
Vertex Energy, Inc
VTNR
$227K ﹤0.01%
+50,000
New +$238K
2 3
4
5 6

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Advent Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advent Capital Management held 318 positions worth $5.95B, up 10% from $5.41B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advent Capital Management withdrew a net $4.04B in Q4 2021, closing 33 positions and reducing 16 holdings. Its most notable exit was Lockheed Martin, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.5% of assets, down from 0.54% a quarter earlier, followed by Utilities and Healthcare.

Against the trend, Advent Capital Management opened a new position in Bank of America Series L worth $199M.

  • Advent Capital Management's largest Q4 2021 buy was Bank of America Series L: 137,053 shares worth $199M.
  • Advent Capital Management added most to American Electric Power Company, Inc. Corporate Units in Q4 2021, an estimated $9.02M increase.
  • Advent Capital Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $6.09M.
  • Advent Capital Management fully exited Lockheed Martin in Q4 2021, selling an estimated $3.8M.
  • Advent Capital Management's ten largest holdings make up 21% of its $5.95B portfolio in Q4 2021.
  • Advent Capital Management opened 55 new positions and closed 33 in Q4 2021.
  • Advent Capital Management's portfolio value rose 10% quarter-over-quarter to $5.95B.

Based on Advent Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.