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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.19%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.41B
AUM Growth
+$263M
Cap. Flow
-$4.4B
Cap. Flow %
-81.42%
Top 10 Hldgs %
21.88%
Holding
306
New
35
Increased
15
Reduced
36
Closed
38

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$19.2M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$15.6M
3
PCGU
PG&E Corporation
PCGU
+$11.5M
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$7.58M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.45M

Top Sells

Rank Stock Value
1
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$6.98M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.21M
3
NVDA icon
NVIDIA
NVDA
+$4.8M
4
DOV icon
Dover
DOV
+$3.77M
5
EAT icon
Brinker International
EAT
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.54%
2 Utilities 0.44%
3 Industrials 0.32%
4 Financials 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDD icon
76
Middleby
MIDD
$6.08B
$261K ﹤0.01%
1,530
– –
AAC.U
77
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$230K ﹤0.01%
23,200
-1,800
-7% -$17.9K
ADER
78
DELISTED
26 Capital Acquisition Corp
ADER
$228K ﹤0.01%
23,437
-1,563
-6% -$15.2K
SDACU
79
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$187K ﹤0.01%
18,500
-1,500
-8% -$15.1K
TMAC.U
80
DELISTED
The Music Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
TMAC.U
$183K ﹤0.01%
18,183
-1,580
-8% -$15.8K
TSIBU
81
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$180K ﹤0.01%
18,000
-2,000
-10% -$20K
DCRN
82
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$180K ﹤0.01%
18,200
-1,800
-9% -$17.8K
FCX icon
83
Freeport-McMoran
FCX
$97.5B
$163K ﹤0.01%
5,000
-70,000
-93% -$2.46M
HYACU
84
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$158K ﹤0.01%
16,000
– –
TBCPU
85
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$137K ﹤0.01%
13,876
-1,124
-7% -$11.1K
ATMR.U
86
DELISTED
Altimar Acquisition Corp II Units
ATMR.U
$126K ﹤0.01%
12,702
-1,014
-7% -$10.2K
BYND icon
87
PUT
Beyond Meat
BYND
$277M
$42K ﹤0.01%
+200
New +$24.5K
DNA.WS
88
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$31K ﹤0.01%
+9,240
New +$32.9K
AEO icon
89
CALL
American Eagle Outfitters
AEO
$3.01B
$25K ﹤0.01%
+200
New +$6.36K
GIGGW
90
DELISTED
GigCapital4, Inc. Warrant
GIGGW
$23K ﹤0.01%
+22,332
New +$20.3K
OEF icon
91
PUT
iShares S&P 100 ETF
OEF
$20.6B
$19K ﹤0.01%
+2,000
New +$406K
JBLU icon
92
CALL
JetBlue
JBLU
$2.29B
$18K ﹤0.01%
+701
New +$10.8K
TWLO icon
93
Twilio
TWLO
$36.6B
$13K ﹤0.01%
42
– –
DOCU
94
DocuSign
DOCU
$11.5B
$12K ﹤0.01%
45
– –
LMACW
95
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
$11K ﹤0.01%
+7,866
New +$14.2K
ADERW
96
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$10K ﹤0.01%
+11,718
New +$11K
SPAQ.WS
97
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$10K ﹤0.01%
+9,150
New +$10.7K
DCRNW
98
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$7K ﹤0.01%
+6,066
New +$7.85K
PENN icon
99
PUT
PENN Entertainment
PENN
$2.71B
$2K ﹤0.01%
+200
New +$14.7K
VRNT
100
DELISTED
Verint Systems
VRNT
$1K ﹤0.01%
12
-9
-43% -$392
2 3
4
5 6

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Advent Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advent Capital Management held 306 positions worth $5.41B, up 5.1% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $4.4B in Q3 2021, closing 38 positions and reducing 36 holdings. Its most notable exit was American Electric Power Company, Inc. Corporate Unit, an estimated $6.98M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.54% of assets, up from 0.29% a quarter earlier, followed by Utilities and Industrials.

Against the trend, Advent Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $18.3M.

  • Advent Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 166,000 shares worth $18.3M.
  • Advent Capital Management added most to NiSource Inc. Series A Corporate Units in Q3 2021, an estimated $15.6M increase.
  • Advent Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $5.21M.
  • Advent Capital Management fully exited American Electric Power Company, Inc. Corporate Unit in Q3 2021, selling an estimated $6.98M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.41B portfolio in Q3 2021.
  • Advent Capital Management opened 35 new positions and closed 38 in Q3 2021.
  • Advent Capital Management's portfolio value rose 5.1% quarter-over-quarter to $5.41B.

Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.