We are live on ! Find out more
ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.16B
AUM Growth
-$176M
Cap. Flow
-$4.14B
Cap. Flow %
-80.11%
Top 10 Hldgs %
23.65%
Holding
237
New
43
Increased
9
Reduced
21
Closed
22

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$77M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$46.2M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$33.8M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$12.3M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$5.73M

Top Sells

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$20.5M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$17.5M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$11.5M
4
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$10M
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$9.53M

Sector Composition

Rank Sector Weight
1 Utilities 1.05%
2 Consumer Discretionary 0.26%
3 Industrials 0.25%
4 Communication Services 0.24%
5 Technology 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTV icon
76
CALL
Fortive
FTV
$18.6B
$4K ﹤0.01%
+328
New +$14.8K
HAS icon
77
PUT
Hasbro
HAS
$13.2B
$2K ﹤0.01%
+200
New +$20.8K
CLR
78
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2K ﹤0.01%
+300
New +$9.31K
SNAP icon
79
CALL
Snap
SNAP
$9.01B
$1K ﹤0.01%
600
– –
TWTR
80
CALL
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
500
– –
APO icon
81
Apollo Global Management
APO
$73.4B
– –
-100,000
Closed -$3.78M
BA icon
82
Boeing
BA
$185B
– –
-13,000
Closed -$4.95M
BABA icon
83
Alibaba
BABA
$308B
– –
-20,000
Closed -$3.35M
BILI icon
84
PUT
Bilibili
BILI
$7.84B
– –
-1,000
Closed -$10K
EXAS
85
CALL
DELISTED
Exact Sciences
EXAS
– –
-50
Closed -$1K
KR icon
86
Kroger
KR
$34.8B
– –
-15,000
Closed -$387K
LVS icon
87
Las Vegas Sands
LVS
$29.6B
– –
-100,000
Closed -$5.78M
M icon
88
CALL
Macy's
M
$6.68B
– –
-775
Closed -$11K
NOK icon
89
Nokia
NOK
$52.3B
– –
-50,000
Closed -$253K
NRG icon
90
NRG Energy
NRG
$24.8B
– –
-15,000
Closed -$594K
SNAP icon
91
PUT
Snap
SNAP
$9.01B
– –
-360
Closed -$9K
SRPT icon
92
CALL
Sarepta Therapeutics
SRPT
$1.77B
– –
-263
Closed -$9K
UAL icon
93
United Airlines
UAL
$42.1B
– –
-27,575
Closed -$2.44M
WYNN icon
94
Wynn Resorts
WYNN
$10.6B
– –
-15,000
Closed -$1.63M
WYNN icon
95
PUT
Wynn Resorts
WYNN
$10.6B
– –
-150
Closed -$29K
Z icon
96
PUT
Zillow
Z
$7.56B
– –
-1,000
Closed -$20K
XYZ
97
CALL
Block Inc
XYZ
$47.5B
– –
-750
Closed -$25K
JOYY
98
PUT
JOYY Inc
JOYY
$3.75B
– –
-200
Closed -$22K
AYX
99
PUT
DELISTED
Alteryx Inc
AYX
– –
-100
Closed -$38K
CHNG
100
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-72
Closed -$2K
1 2 3
4
5

Similar funds

GCM
Ghisallo Capital Management Boston, Massachusetts $3.63B AUM 30.51% 1-Year Est. Return
VI
Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
OCM
One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return
AA
Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return
GCM
Gates Capital Management New York $3.66B AUM 12.63% 1-Year Est. Return
MTIM
Marathon Trading Investment Management Radnor, Pennsylvania $3.67B AUM 21.97% 1-Year Est. Return

Advent Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Advent Capital Management held 237 positions worth $5.16B, down 3.3% from $5.34B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Advent Capital Management withdrew a net $4.14B in Q4 2019, closing 22 positions and reducing 21 holdings. Its most notable exit was Las Vegas Sands, an estimated $5.78M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 1% of assets, down from 1.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Advent Capital Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $80.1M.

  • Advent Capital Management's largest Q4 2019 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 68,475 shares worth $80.1M.
  • Advent Capital Management added most to Bank of America Series L in Q4 2019, an estimated $12.3M increase.
  • Advent Capital Management's biggest Q4 2019 reduction was The Southern Company, cutting an estimated $20.5M.
  • Advent Capital Management fully exited Las Vegas Sands in Q4 2019, selling an estimated $5.78M.
  • Advent Capital Management's ten largest holdings make up 24% of its $5.16B portfolio in Q4 2019.
  • Advent Capital Management opened 43 new positions and closed 22 in Q4 2019.
  • Advent Capital Management's portfolio value fell 3.3% quarter-over-quarter to $5.16B.

Based on Advent Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.