We are live on ! Find out more
ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.43B
AUM Growth
-$1.48B
Cap. Flow
-$5.07B
Cap. Flow %
-93.37%
Top 10 Hldgs %
17.09%
Holding
384
New
100
Increased
13
Reduced
16
Closed
79

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$13.8M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$12.5M
3
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
+$7.94M
4
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$7.14M
5
SRCLP
Stericycle, Inc
SRCLP
+$6.34M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$70.3M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$50.1M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$26.5M
4
BDC.PRB
Belden Inc.
BDC.PRB
+$23.3M
5
DCUC
Dominion Energy, Inc.
DCUC
+$17.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0.61%
2 Healthcare 0.41%
3 Financials 0.33%
4 Consumer Discretionary 0.24%
5 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWE
76
PUT
DELISTED
World Wrestling Entertainment
WWE
$32K ﹤0.01%
+700
New +$13.3K
AMD icon
77
CALL
Advanced Micro Devices
AMD
$789B
$30K ﹤0.01%
+2,000
New +$16.8K
CHK
78
PUT
DELISTED
Chesapeake Energy Corporation
CHK
$29K ﹤0.01%
+10
New +$13.1K
EEM icon
79
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$26K ﹤0.01%
+731
New +$26.4K
BAC icon
80
PUT
Bank of America
BAC
$442B
$25K ﹤0.01%
+2,067
New +$39.8K
ALXN
81
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$25K ﹤0.01%
+200
New +$24.5K
IDTI
82
PUT
DELISTED
Integrated Device Technology I
IDTI
$24K ﹤0.01%
150
-350
-70% -$8.07K
FTR
83
CALL
DELISTED
Frontier Communications Corp.
FTR
$23K ﹤0.01%
+200
New +$11K
NXPI icon
84
CALL
NXP Semiconductors
NXPI
$60.4B
$22K ﹤0.01%
+2,884
New +$287K
AAL icon
85
PUT
American Airlines Group
AAL
$10.6B
$19K ﹤0.01%
+200
New +$8.71K
AF
86
CALL
DELISTED
Astoria Financial Corporation
AF
$19K ﹤0.01%
+500
New +$7.97K
CY
87
CALL
DELISTED
Cypress Semiconductor
CY
$19K ﹤0.01%
1,100
-1,200
-52% -$13.2K
TMUS icon
88
CALL
T-Mobile US
TMUS
$190B
$18K ﹤0.01%
+300
New +$15.7K
DE icon
89
PUT
Deere & Co
DE
$168B
$17K ﹤0.01%
+500
New +$47K
MNDT
90
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
$17K ﹤0.01%
+500
New +$6.49K
ENDP
91
CALL
DELISTED
Endo International plc
ENDP
$15K ﹤0.01%
1,500
+700
+88% +$12.3K
AKS
92
CALL
DELISTED
AK Steel Holding Corp
AKS
$14K ﹤0.01%
+1,900
New +$14.5K
WEB
93
PUT
DELISTED
Web.com Group, Inc.
WEB
$14K ﹤0.01%
+400
New +$6.78K
XLF icon
94
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$13K ﹤0.01%
+5,000
New +$107K
BHC icon
95
CALL
Bausch Health
BHC
$2.34B
$12K ﹤0.01%
+600
New +$11K
OEF icon
96
PUT
iShares S&P 100 ETF
OEF
$20.6B
$12K ﹤0.01%
750
-1,150
-61% -$112K
VALE icon
97
CALL
Vale
VALE
$62.6B
$12K ﹤0.01%
2,000
+600
+43% +$4.4K
RHT
98
PUT
DELISTED
Red Hat Inc
RHT
$12K ﹤0.01%
250
+150
+150% +$11.6K
PARA
99
PUT
DELISTED
Paramount Global Class B
PARA
$11K ﹤0.01%
+200
New +$11.9K
AMD icon
100
PUT
Advanced Micro Devices
AMD
$789B
$10K ﹤0.01%
+950
New +$7.97K
2 3
4
5 6

Similar funds

GCM
Ghisallo Capital Management Boston, Massachusetts $3.63B AUM 30.51% 1-Year Est. Return
VI
Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
OCM
One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return
AA
Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return
GCM
Gates Capital Management New York $3.66B AUM 12.63% 1-Year Est. Return
MTIM
Marathon Trading Investment Management Radnor, Pennsylvania $3.67B AUM 21.97% 1-Year Est. Return

Advent Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Advent Capital Management held 384 positions worth $5.43B, down 21% from $6.92B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advent Capital Management withdrew a net $5.07B in Q4 2016, closing 79 positions and reducing 16 holdings. Its most notable exit was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock, an estimated $50.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.61% of assets, up from 0.13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advent Capital Management opened a new position in Arconic Inc. worth $11.9M.

  • Advent Capital Management's largest Q4 2016 buy was Arconic Inc.: 393,670 shares worth $11.9M.
  • Advent Capital Management added most to Dominion Energy, Inc 2016 Series A Corporate Units in Q4 2016, an estimated $13.8M increase.
  • Advent Capital Management's biggest Q4 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $70.3M.
  • Advent Capital Management fully exited Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q4 2016, selling an estimated $50.1M.
  • Advent Capital Management's ten largest holdings make up 17% of its $5.43B portfolio in Q4 2016.
  • Advent Capital Management opened 100 new positions and closed 79 in Q4 2016.
  • Advent Capital Management's portfolio value fell 21% quarter-over-quarter to $5.43B.

Based on Advent Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.