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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.54B
AUM Growth
-$414M
Cap. Flow
-$5.43B
Cap. Flow %
-83.07%
Top 10 Hldgs %
14.84%
Holding
591
New
99
Increased
39
Reduced
34
Closed
84

Top Buys

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$12.6M
2
ANTX
Anthem, Inc.
ANTX
+$10.3M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.6M
5
BKNG icon
Booking.com
BKNG
+$7.58M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$26.5M
2
AEUA
Anadarko Petroleum Corporation
AEUA
+$17M
3
WMT icon
Walmart Inc
WMT
+$8.23M
4
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$6.7M
5
SNCR
Synchronoss Technologies
SNCR
+$5.69M

Sector Composition

Rank Sector Weight
1 Healthcare 0.54%
2 Consumer Discretionary 0.45%
3 Technology 0.44%
4 Industrials 0.31%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICON
76
DELISTED
Iconix Brand Group, Inc.
ICON
$527K 0.01%
+3,901
New +$676K
PTCT icon
77
PTC Therapeutics
PTCT
$6.12B
$526K 0.01%
+19,697
New +$842K
ACAS
78
DELISTED
American Capital Ltd
ACAS
$520K 0.01%
+42,800
New +$574K
BMRN icon
79
BioMarin Pharmaceuticals
BMRN
$12.4B
$490K 0.01%
4,657
+4,055
+674% +$542K
INVA icon
80
Innoviva
INVA
$1.48B
$457K 0.01%
+63,600
New +$864K
DE icon
81
Deere & Co
DE
$168B
$444K 0.01%
+6,000
New +$528K
CLH icon
82
Clean Harbors
CLH
$16.3B
$418K 0.01%
9,507
-25,400
-73% -$1.26M
TCOM icon
83
PUT
Trip.com Group
TCOM
$29.1B
$405K 0.01%
2,000
+1,400
+233% +$48.6K
X
84
DELISTED
US Steel
X
$364K 0.01%
+34,973
New +$585K
EEM icon
85
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$344K 0.01%
+10,500
New +$371K
PFPT
86
DELISTED
Proofpoint, Inc.
PFPT
$271K ﹤0.01%
+4,486
New +$279K
TSRO
87
DELISTED
TESARO, Inc.
TSRO
$241K ﹤0.01%
6,000
+1,881
+46% +$103K
INVA icon
88
PUT
Innoviva
INVA
$1.48B
$227K ﹤0.01%
+2,030
New +$27.6K
WPX
89
DELISTED
WPX Energy, Inc.
WPX
$199K ﹤0.01%
+30,000
New +$251K
SPY icon
90
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$175K ﹤0.01%
1,750
+830
+90% +$168K
YHOO
91
DELISTED
Yahoo Inc
YHOO
$150K ﹤0.01%
5,179
+4,519
+685% +$157K
BKNG icon
92
PUT
Booking.com
BKNG
$161B
$149K ﹤0.01%
+500
New +$24.8K
BKD icon
93
Brookdale Senior Living
BKD
$3.4B
$147K ﹤0.01%
6,400
-81,107
-93% -$2.4M
AGEN
94
Agenus
AGEN
$290M
$138K ﹤0.01%
1,529
-1,019
-40% -$151K
BMRN icon
95
CALL
BioMarin Pharmaceuticals
BMRN
$12.4B
$130K ﹤0.01%
970
+670
+223% +$89.5K
TWTR
96
DELISTED
Twitter, Inc.
TWTR
$117K ﹤0.01%
+4,336
New +$130K
CX icon
97
PUT
Cemex
CX
$16.3B
$106K ﹤0.01%
+3,191
New +$23.7K
MNDT
98
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$96K ﹤0.01%
+2,550
New +$106K
YHOO
99
PUT
DELISTED
Yahoo Inc
YHOO
$84K ﹤0.01%
1,350
+250
+23% +$8.68K
SONY icon
100
CALL
Sony
SONY
$138B
$79K ﹤0.01%
+3,750
New +$20K
2 3
4
5 6

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Advent Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advent Capital Management held 591 positions worth $6.54B, down 6% from $6.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.43B in Q3 2015, closing 84 positions and reducing 34 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $26.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.54% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $9.99M.

  • Advent Capital Management's largest Q3 2015 buy was NextEra Energy, Inc.: 195,000 shares worth $9.99M.
  • Advent Capital Management added most to NEXTERA ENERGY INC EQUITY UNIT in Q3 2015, an estimated $12.6M increase.
  • Advent Capital Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.84M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2015, selling an estimated $26.5M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.54B portfolio in Q3 2015.
  • Advent Capital Management opened 99 new positions and closed 84 in Q3 2015.
  • Advent Capital Management's portfolio value fell 6% quarter-over-quarter to $6.54B.

Based on Advent Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.