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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.5%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.52B
AUM Growth
-$137M
Cap. Flow
-$4.55B
Cap. Flow %
-82.49%
Top 10 Hldgs %
21.68%
Holding
269
New
27
Increased
9
Reduced
14
Closed
36

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$39.1M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$8.35M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$5.35M
4
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$4.8M
5
ENPH icon
Enphase Energy
ENPH
+$2.58M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$53.6M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$29.7M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$24.4M
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$22.2M
5
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 0.12%
2 Technology 0.11%
3 Healthcare 0.01%
4 Communication Services 0.01%
5 Financials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRABW icon
51
Grab Holdings Warrant
GRABW
$738K
$46K ﹤0.01%
92,970
+42,970
+86% +$24.6K
AYX
52
DELISTED
Alteryx Inc
AYX
$33K ﹤0.01%
+590
New +$34.6K
FIVN icon
53
FIVE9
FIVN
$2.54B
$26K ﹤0.01%
347
– –
CNK icon
54
Cinemark Holdings
CNK
$4.32B
$23K ﹤0.01%
1,900
– –
IONS icon
55
Ionis Pharmaceuticals
IONS
$9.4B
$21K ﹤0.01%
+464
New +$19.6K
BSY icon
56
Bentley Systems
BSY
$10.6B
$19K ﹤0.01%
623
– –
PGYWW
57
Pagaya Technologies Ltd Warrants
PGYWW
$1.38M
$15K ﹤0.01%
+75,000
New +$36.4K
NUVA
58
DELISTED
NuVasive, Inc.
NUVA
$12K ﹤0.01%
+268
New +$13K
BBAI.WS icon
59
BigBear.ai Holdings Warrant
BBAI.WS
$43.5M
$7K ﹤0.01%
47,332
– –
DNA.WS
60
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$7K ﹤0.01%
9,240
– –
DCFCW
61
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$6K ﹤0.01%
6,066
– –
ALLG.WS
62
DELISTED
Allego N.V. Warrants
ALLG.WS
$4K ﹤0.01%
9,150
– –
ADERW
63
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$4K ﹤0.01%
11,718
– –
IMAX icon
64
IMAX
IMAX
$2.66B
$3K ﹤0.01%
180
-5,220
-97% -$83.8K
BNAIW
65
Brand Engagement Network Warrant
BNAIW
$1.97M
$3K ﹤0.01%
29,666
– –
MBAC.WS
66
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$2K ﹤0.01%
25,000
– –
AAC.WS
67
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$1K ﹤0.01%
4,640
– –
FATH.WS
68
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$1K ﹤0.01%
3,175
– –
AUS.WS
69
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$1K ﹤0.01%
11,675
– –
ABNB icon
70
Airbnb
ABNB
$107B
– –
-1,920
Closed -$171K
DE icon
71
Deere & Co
DE
$168B
– –
-10,000
Closed -$3M
DKS icon
72
Dick's Sporting Goods
DKS
$18.7B
– –
-46,556
Closed -$3.51M
F icon
73
Ford
F
$55.7B
– –
-306,420
Closed -$3.41M
ITRI icon
74
Itron
ITRI
$4.54B
– –
-861
Closed -$43K
JBLU icon
75
JetBlue
JBLU
$2.29B
– –
-100,000
Closed -$837K
1 2
3
4 5

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Advent Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Advent Capital Management held 269 positions worth $5.52B, down 2.4% from $5.65B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $4.55B in Q3 2022, closing 36 positions and reducing 14 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $53.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 0.12% of assets, down from 0.15% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Advent Capital Management opened a new position in IBM worth $1.78M.

  • Advent Capital Management's largest Q3 2022 buy was IBM: 15,000 shares worth $1.78M.
  • Advent Capital Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2022, an estimated $39.1M increase.
  • Advent Capital Management's biggest Q3 2022 reduction was Stanley Black & Decker, Inc., cutting an estimated $24.4M.
  • Advent Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $53.6M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.52B portfolio in Q3 2022.
  • Advent Capital Management opened 27 new positions and closed 36 in Q3 2022.
  • Advent Capital Management's portfolio value fell 2.4% quarter-over-quarter to $5.52B.

Based on Advent Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.