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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+1.38%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.95B
AUM Growth
+$543M
Cap. Flow
-$4.04B
Cap. Flow %
-67.96%
Top 10 Hldgs %
21.34%
Holding
318
New
55
Increased
14
Reduced
16
Closed
33

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$197M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$113M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$98M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$62.7M
5
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$43.6M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$6.09M
2
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$5.32M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.86M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.35M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$4.25M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.5%
2 Utilities 0.39%
3 Healthcare 0.29%
4 Financials 0.21%
5 Energy 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
51
Warner Bros
WBD
$67.1B
$2.94M 0.05%
+125,000
New +$3.11M
KEY icon
52
KeyCorp
KEY
$24.4B
$2.89M 0.05%
125,000
– –
VTR icon
53
Ventas
VTR
$47.9B
$2.81M 0.05%
55,000
+10,000
+22% +$523K
LLY icon
54
Eli Lilly
LLY
$1.06T
$2.76M 0.05%
+10,000
New +$2.54M
XNTK icon
55
PUT
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$2.57M 0.04%
+30,000
New +$4.98M
ABNB icon
56
Airbnb
ABNB
$107B
$2.5M 0.04%
15,000
– –
AEO icon
57
CALL
American Eagle Outfitters
AEO
$3.01B
$2.28M 0.04%
90,000
+89,800
+44,900% +$2.29M
BMY icon
58
Bristol-Myers Squibb
BMY
$132B
$2.18M 0.04%
+35,000
New +$2.05M
AMD icon
59
Advanced Micro Devices
AMD
$789B
$2.16M 0.04%
15,000
-15,000
-50% -$2.02M
WTRU
60
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.1M 0.04%
32,155
-3,000
-9% -$178K
SOFI icon
61
CALL
SoFi Technologies
SOFI
$23.7B
$2.1M 0.04%
+132,500
New +$2.43M
EJFA
62
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$1.74M 0.03%
+175,000
New +$1.74M
CLF icon
63
Cleveland-Cliffs
CLF
$6.99B
$1.63M 0.03%
+75,000
New +$1.62M
CNDB.U
64
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$1.53M 0.03%
+150,000
New +$1.52M
JBLU icon
65
CALL
JetBlue
JBLU
$2.29B
$1.42M 0.02%
100,000
+99,299
+14,165% +$1.46M
RUN icon
66
PUT
Sunrun
RUN
$2.46B
$1.37M 0.02%
+40,000
New +$1.87M
AVK
67
Advent Convertible and Income Fund
AVK
$563M
$1.09M 0.02%
60,642
-96,538
-61% -$1.75M
PACX
68
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$987K 0.02%
+100,000
New +$994K
HERAU
69
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$940K 0.02%
93,600
– –
CPUH.U
70
DELISTED
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
$884K 0.01%
88,900
– –
BNAI
71
Brand Engagement Network
BNAI
$95.3M
$866K 0.01%
8,900
-2,967
-25% -$289K
SEDG icon
72
CALL
SolarEdge
SEDG
$1.95B
$842K 0.01%
+3,000
New +$947K
SABRP
73
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$805K 0.01%
+7,015
New +$892K
MBAC
74
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$743K 0.01%
+75,000
New +$744K
RMGCU
75
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$679K 0.01%
68,200
– –
1 2
3
4 5

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Advent Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advent Capital Management held 318 positions worth $5.95B, up 10% from $5.41B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advent Capital Management withdrew a net $4.04B in Q4 2021, closing 33 positions and reducing 16 holdings. Its most notable exit was Lockheed Martin, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.5% of assets, down from 0.54% a quarter earlier, followed by Utilities and Healthcare.

Against the trend, Advent Capital Management opened a new position in Bank of America Series L worth $199M.

  • Advent Capital Management's largest Q4 2021 buy was Bank of America Series L: 137,053 shares worth $199M.
  • Advent Capital Management added most to American Electric Power Company, Inc. Corporate Units in Q4 2021, an estimated $9.02M increase.
  • Advent Capital Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $6.09M.
  • Advent Capital Management fully exited Lockheed Martin in Q4 2021, selling an estimated $3.8M.
  • Advent Capital Management's ten largest holdings make up 21% of its $5.95B portfolio in Q4 2021.
  • Advent Capital Management opened 55 new positions and closed 33 in Q4 2021.
  • Advent Capital Management's portfolio value rose 10% quarter-over-quarter to $5.95B.

Based on Advent Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.