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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.19%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.41B
AUM Growth
+$263M
Cap. Flow
-$4.4B
Cap. Flow %
-81.42%
Top 10 Hldgs %
21.88%
Holding
306
New
35
Increased
15
Reduced
36
Closed
38

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$19.2M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$15.6M
3
PCGU
PG&E Corporation
PCGU
+$11.5M
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$7.58M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.45M

Top Sells

Rank Stock Value
1
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$6.98M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.21M
3
NVDA icon
NVIDIA
NVDA
+$4.8M
4
DOV icon
Dover
DOV
+$3.77M
5
EAT icon
Brinker International
EAT
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.54%
2 Utilities 0.44%
3 Industrials 0.32%
4 Financials 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCH
51
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$1.5M 0.03%
+40,000
New +$1.77M
AZUL
52
DELISTED
Azul
AZUL
$1.3M 0.02%
+65,000
New +$1.42M
V icon
53
Visa
V
$677B
$1.11M 0.02%
5,000
-10,000
-67% -$2.34M
HERAU
54
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$932K 0.02%
93,600
-6,400
-6% -$64.1K
BNAI
55
Brand Engagement Network
BNAI
$95.3M
$891K 0.02%
+11,867
New +$1.15M
CPUH.U
56
DELISTED
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
$890K 0.02%
88,900
-11,100
-11% -$111K
RMGCU
57
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$674K 0.01%
68,200
-6,800
-9% -$67.5K
DHHCU
58
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$663K 0.01%
67,000
-8,000
-11% -$79.4K
GIG
59
DELISTED
GigCapital4, Inc. Common stock
GIG
$661K 0.01%
+67,000
New +$659K
MUFG icon
60
Mitsubishi UFJ Financial
MUFG
$254B
$597K 0.01%
100,700
– –
FACA.U
61
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$525K 0.01%
54,600
-5,400
-9% -$54.5K
AUS
62
DELISTED
Austerlitz Acquisition Corporation I
AUS
$484K 0.01%
58,375
+8,375
+17% +$83K
JWSM.U
63
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$466K 0.01%
46,400
-3,600
-7% -$36.1K
SPGS.U
64
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$463K 0.01%
46,500
-3,500
-7% -$35.1K
ASAQ.U
65
DELISTED
Atlantic Avenue Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
ASAQ.U
$458K 0.01%
45,000
– –
LGACU
66
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$457K 0.01%
46,300
-3,700
-7% -$36.7K
COLIU
67
DELISTED
Colicity Inc. Units
COLIU
$455K 0.01%
45,900
-4,100
-8% -$40.7K
ASZ.U
68
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$446K 0.01%
45,300
-4,700
-9% -$47K
BILL icon
69
BILL Holdings
BILL
$4.78B
$400K 0.01%
+1,500
New +$346K
LMACA
70
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$396K 0.01%
39,330
-670
-2% -$6.81K
GLW icon
71
Corning
GLW
$143B
$365K 0.01%
+10,000
New +$399K
SPAQ
72
DELISTED
Spartan Acquisition Corp. III
SPAQ
$362K 0.01%
+36,600
New +$360K
TTWO icon
73
Take-Two Interactive
TTWO
$46.1B
$308K 0.01%
+2,000
New +$324K
FSSIU
74
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$272K 0.01%
27,000
-3,000
-10% -$30.3K
GM icon
75
General Motors
GM
$76.8B
$264K ﹤0.01%
+5,000
New +$266K
1 2
3
4 5

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Advent Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advent Capital Management held 306 positions worth $5.41B, up 5.1% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $4.4B in Q3 2021, closing 38 positions and reducing 36 holdings. Its most notable exit was American Electric Power Company, Inc. Corporate Unit, an estimated $6.98M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.54% of assets, up from 0.29% a quarter earlier, followed by Utilities and Industrials.

Against the trend, Advent Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $18.3M.

  • Advent Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 166,000 shares worth $18.3M.
  • Advent Capital Management added most to NiSource Inc. Series A Corporate Units in Q3 2021, an estimated $15.6M increase.
  • Advent Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $5.21M.
  • Advent Capital Management fully exited American Electric Power Company, Inc. Corporate Unit in Q3 2021, selling an estimated $6.98M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.41B portfolio in Q3 2021.
  • Advent Capital Management opened 35 new positions and closed 38 in Q3 2021.
  • Advent Capital Management's portfolio value rose 5.1% quarter-over-quarter to $5.41B.

Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.