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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.16B
AUM Growth
-$176M
Cap. Flow
-$4.14B
Cap. Flow %
-80.11%
Top 10 Hldgs %
23.65%
Holding
237
New
43
Increased
9
Reduced
21
Closed
22

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$77M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$46.2M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$33.8M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$12.3M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$5.73M

Top Sells

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$20.5M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$17.5M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$11.5M
4
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$10M
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$9.53M

Sector Composition

Rank Sector Weight
1 Utilities 1.05%
2 Consumer Discretionary 0.26%
3 Industrials 0.25%
4 Communication Services 0.24%
5 Technology 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
51
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$447K 0.01%
+8,060
New +$434K
WBD icon
52
Warner Bros
WBD
$67.1B
$442K 0.01%
13,500
+5,000
+59% +$151K
LEVI icon
53
Levi Strauss
LEVI
$9.39B
$386K 0.01%
+20,000
New +$357K
NCLH icon
54
Norwegian Cruise Line
NCLH
$8.84B
$292K 0.01%
5,000
– –
STZ icon
55
Constellation Brands
STZ
$23.2B
$285K 0.01%
1,500
-1,500
-50% -$283K
AKAM icon
56
Akamai
AKAM
$15.9B
$276K 0.01%
+3,200
New +$280K
TGT icon
57
Target
TGT
$68B
$256K 0.01%
+2,000
New +$235K
HZO icon
58
MarineMax
HZO
$788M
$239K ﹤0.01%
14,335
– –
CHGG icon
59
Chegg
CHGG
$102M
$216K ﹤0.01%
+5,700
New +$199K
FNF icon
60
Fidelity National Financial
FNF
$13.5B
$181K ﹤0.01%
4,160
– –
PPLI
61
People Inc
PPLI
$3.1B
$174K ﹤0.01%
+3,917
New +$158K
MU icon
62
CALL
Micron Technology
MU
$991B
$163K ﹤0.01%
400
-200
-33% -$9.55K
SCPL
63
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$123K ﹤0.01%
10,000
– –
PARAA
64
DELISTED
Paramount Global Class A
PARAA
$114K ﹤0.01%
+2,551
New +$108K
VISN
65
CALL
Vistance Networks Inc
VISN
$2.52B
$66K ﹤0.01%
+400
New +$5.19K
OEF icon
66
PUT
iShares S&P 100 ETF
OEF
$20.6B
$62K ﹤0.01%
+847
New +$116K
XNTK icon
67
CALL
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$46K ﹤0.01%
+500
New +$38.3K
SM icon
68
CALL
SM Energy
SM
$6.87B
$43K ﹤0.01%
+300
New +$2.7K
ILCV icon
69
PUT
iShares Morningstar Value ETF
ILCV
$1.35B
$33K ﹤0.01%
+2,200
New +$125K
FCX icon
70
CALL
Freeport-McMoran
FCX
$97.5B
$31K ﹤0.01%
+1,590
New +$17.5K
LEVI icon
71
CALL
Levi Strauss
LEVI
$9.39B
$20K ﹤0.01%
+300
New +$5.35K
SPY icon
72
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$14K ﹤0.01%
455
-1,345
-75% -$414K
I
73
PUT
DELISTED
INTELSAT S. A.
I
$14K ﹤0.01%
+800
New +$12.6K
GDX icon
74
CALL
VanEck Gold Miners ETF
GDX
$27.4B
$10K ﹤0.01%
+750
New +$20.5K
EGHT icon
75
PUT
8x8 Inc
EGHT
$332M
$8K ﹤0.01%
+300
New +$5.79K
1 2
3
4 5

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Advent Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Advent Capital Management held 237 positions worth $5.16B, down 3.3% from $5.34B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Advent Capital Management withdrew a net $4.14B in Q4 2019, closing 22 positions and reducing 21 holdings. Its most notable exit was Las Vegas Sands, an estimated $5.78M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 1% of assets, down from 1.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Advent Capital Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $80.1M.

  • Advent Capital Management's largest Q4 2019 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 68,475 shares worth $80.1M.
  • Advent Capital Management added most to Bank of America Series L in Q4 2019, an estimated $12.3M increase.
  • Advent Capital Management's biggest Q4 2019 reduction was The Southern Company, cutting an estimated $20.5M.
  • Advent Capital Management fully exited Las Vegas Sands in Q4 2019, selling an estimated $5.78M.
  • Advent Capital Management's ten largest holdings make up 24% of its $5.16B portfolio in Q4 2019.
  • Advent Capital Management opened 43 new positions and closed 22 in Q4 2019.
  • Advent Capital Management's portfolio value fell 3.3% quarter-over-quarter to $5.16B.

Based on Advent Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.